Review
The serotonin transporter gene and risk for alcohol dependence: A meta-analytic review

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Abstract

Previous studies have implicated a relationship between particular allelic variations of the serotonin transporter gene (5HTTLPR) and alcohol dependence. To provide a current estimate of the strength of this association, particularly in light of inconsistent results for 5HTTLPR, we conducted a meta-analytic review of the association between 5HTTLPR and a clinical diagnosis of alcohol dependence. Of 145 studies initially identified, 22 (including 8050 participants) met inclusion criteria. Results indicated that there was a significant albeit modest association between alcohol dependence diagnosis and the presence of at least 1 short allele (OR = 1.15, 95% CI = 1.01, 1.30, p < .05). Slightly more robust results were observed for participants who were homogeneous for the short allele (OR = 1.21, 95% CI = 1.02, 1.44, p < .05). These results were unrelated to sex and race/ethnicity of participants; however, the effect size was moderated by study sample size and publication year. Additionally, the fail-safe N analysis indicated potential publication bias. Therefore, although our review indicates that there is a significant association between 5HTTLPR and alcohol dependence diagnosis, this result should be interpreted with caution.

Introduction

Despite the large body of research dedicated in recent years to identifying genetic risk factors for psychiatric disorders, results have been characterized by modest effect sizes and limited replication (e.g., Allen et al., 2008, Risch et al., 2009). For example, in a meta-analytic review of 14 studies capturing over 14,000 participants, Risch et al. (2009) failed to confirm the landmark Caspi et al. (2003) study identifying an interaction between the serotonin transporter gene (5HTTLPR) and life stress on the risk for depression. Instead, Risch et al. (2009) noted a replication failure among studies subsequent to Caspi et al. (2003); across studies, Risch et al. (2009) found no consistent evidence for either a direct relationship between 5HTTLPR and depression, or an interaction between the gene and life events on the risk for depression. This recent finding underscores the importance of quantitative analyses to evaluate the magnitude of effect sizes across studies. In the present study, we conducted an effect size analysis of the association between the serotonin transporter gene and alcohol dependence.

In the search for potential genetic risk factors for substance dependence, much work has focused on genes involved in neurotransmitter regulation. For example, associations with alcohol dependence have been established for the dopamine transporter gene (Kohnke et al., 2005), the D2 dopamine receptor gene (Smith et al., 2008), and the monoamine oxidase A gene (Contini et al., 2006). Given the relevance of serotonin to alcohol use and abuse (see Tabakoff and Hoffman, 2004), the serotonin transporter gene has also received substantial research attention.

A common polymorphism at the promoter region of serotonin transporter gene influences the reuptake of serotonin, thereby regulating its concentration in the synaptic cleft. Among individuals with one or more copies of the short allele at this location, serotonin reuptake is attenuated, resulting in increased availability of serotonin in the synapse and downregulation of post-synaptic binding sites (see Lesch et al., 1996). Allelic variation at 5HTTLPR has been implicated in alcohol use disorders relative to several domains, such as alcohol craving (Bleich et al., 2007) and relapse (Pinto et al., 2008); however, results have been mixed, with studies also failing to find an association between such variables and 5HTTLPR (e.g., Kohnke et al., 2006, Rasmussen et al., 2009). A more consistent finding in the literature has been the link between 5HTTLPR and alcohol dependence diagnosis. A meta-analytic review of 17 studies (including 3489 alcohol dependent and 2325 control participants) found support for a significant association between this polymorphism and diagnosis, with alcohol dependent participants being 18% more likely to possess at least 1 short (s) allele relative to control participants (Feinn et al., 2005). Given these initial promising results for an association between 5HTTLPR and alcohol dependence, the number of studies in this area has almost doubled since the publication of the Feinn et al. (2005) review. The goal of the current study was to attempt to replicate the findings of Feinn et al. (2005), by updating their review with the studies published subsequent to their analysis, and to systematically assess for publication bias.

Section snippets

Search strategy

The identification of articles began with selecting the published studies analyzed by Feinn et al. (2005). To capture studies published since that time, the search engines PubMed, PsychInfo, and the Cochrane library were examined through March 2009 using the following search terms in combination: serotonin transporter gene, 5HTTLPR, SCL6A4, alcohol dependence, alcohol use disorders, and alcoholism. Finally, the reference section of each of the relevant publications identified through these

Trial flow

Fig. 1 details the study selection process. Our search methods yielded a total of 145 potential studies. Of these, 22 met our inclusion criteria (15 were included in the Feinn et al., 2005 paper). Two studies included in the Feinn and colleagues meta-analysis (Edenberg et al., 1998, Lichtermann et al., 2000) were not included in the analysis because they used the transmission disequilibrium test (TDT) methodology, which may compromise the ease of comparison to the majority of studies using

Discussion

This study evaluated the magnitude of the association between allelic variation at 5HTTLPR and alcohol dependence in 22 case–control studies. Findings indicated a significant but modest association, characterized by a 15% greater likelihood of the presence of at least 1 s allele among individuals with alcohol dependence relative to control participants. This finding provides an estimate of the strength of results from a prior meta-analysis (Feinn et al., 2005) and extends these results to

Conflict of interest

Dr. Hofmann is a paid consultant by Schering-Plough. Dr. Otto has served as a consultant and receives research support from Organon (Schering-Plough). All other authors have no conflicts to report.

Role of funding source

Effort on this article was supported in part by NIMH grant MH078308 to Dr. Hofmann and NIDA award DA017904 to Dr. Otto. The NIMH and NIDA had no further role in study design; in the collection, analysis and interpretation of data; in the writing of the report; or in the decision to submit the paper for publication.

Contributors

All authors were involved in study design and decisions relative to the methodology. Ms. McHugh, Ms. Asnaani, and Ms. Sawyer managed the literature searches and data extraction. Ms. Asnaani and Ms. Sawyer undertook the statistical analysis, and all authors contributed to data interpretation. Ms. McHugh primarily wrote the first draft of the manuscript, with all authors writing sections of this draft. All authors contributed to and have approved the final manuscript.

Acknowledgements

We thank Dr. Winfried Rief for his input during the early stage of this study.

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