Skip to main content
Log in

Fall incidence and risk factors in patients after total knee arthroplasty

  • Knee Arthroplasty
  • Published:
Archives of Orthopaedic and Trauma Surgery Aims and scope Submit manuscript

Abstract

Purpose

To prospectively investigate the relationship between physical function and falls among elderly patients who underwent total knee arthroplasty (TKA) and to determine the incidence of falls as well as their risk factors.

Methods

A total of 108 patients (17 male, 91 female) over 60 years of age who underwent TKA were enrolled and who were living independently in community. 75 patients fulfilled our inclusion criteria and 74 (8 male, 66 female) of them agreed to participate. Baseline assessment (physical examination, physical performance tests, and self-administered questionnaire) were conducted between 6 and 12 months after the last arthroplasty and the follow-up assessment was performed 6 months after the baseline assessment. Monthly pre-stamped postcards were sent to assess the incidence of falls.

Results

Of the 74 patients enrolled, 70 (94.6%) completed a 6-month prospective observation. 23 of 70 patients (32.9%) fell during the observational period. Postoperative range of knee flexion, ranges of knee flexion and extension and ankle plantar flexion were significantly lower in fallers than in non-fallers (P = 0.016, P = 0.037, P = 0.014, respectively). In the multivariate analysis, postoperative range of knee flexion (OR 0.277, 95%CI 0.088–0.869, P = 0.028) and ankle plantar flexion (OR 0.594, 95%CI 0.374–0.945, P = 0.028) were determined to be significant risk factors.

Conclusion

Elderly people who underwent TKA are considered more likely to fall compared with healthy elderly people. For patients with limited knee flexion and ankle plantar flexion, improvement of ROM by exercise therapy and patient education regarding the prevention of falls and fractures are considered necessary.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Institutional subscriptions

Similar content being viewed by others

References

  1. Theander E, Jarnlo GB, Ornstein E, Karlsson M (2004) Activities of daily living decrease similarly in hospital-treated patients with a hip fracture or a vertebral fracture: a one-year prospective study in 151 patients. Scand J Public Health 32(5):356–360. doi:10.1080/14034940410026912

    Article  PubMed  Google Scholar 

  2. Arden NK, Crozier S, Smith H, Anderson F, Edwards C, Raphael H, Cooper C (2006) Knee pain, knee osteoarthritis, and the risk of fracture. Arthritis Rheum 55(4):610–615. doi:10.1002/art.22088

    Article  PubMed  Google Scholar 

  3. Jones DL, Westby MD, Greidanus N, Johanson NA, Krebs DE, Robbins L, Rooks DS, Brander V (2005) Update on hip and knee arthroplasty: current state of evidence. Arthritis Rheum 53(5):772–780. doi:10.1002/art.21465

    Article  PubMed  Google Scholar 

  4. Agency for Healthcare Research and Quality HCUPnet. National statistics on all stays:2009 outcomes by patient and hospital characteristics for ICD-9-CM principal procedure code 81.54 total knee replacement. http://hcupnet.ahrq.gov/HCUPnet.jsp. Accessed 27 April 2011

  5. Sawada Y, Akagi M, Hamanishi C, Aasada S, Mori S, Maruo Y, Fukuda K (2008) Perioperative changes in proprioception after total knee arthroplasty and identification of factors affecting it. Rigakuryohokagaku 23(2):279–283 in Japanese

    Article  Google Scholar 

  6. Gage WH, Frank JS, Prentice SD, Stevenson P (2008) Postural responses following a rotational support surface perturbation, following knee joint replacement: frontal plane rotations. Gait Posture 27(2):286–293. doi:10.1016/j.gaitpost.2007.04.006

    Article  PubMed  Google Scholar 

  7. Bade MJ, Kohrt WM, Stevens-Lapsley JE (2010) Outcomes before and after total knee arthroplasty compared to healthy adults. J Orthop Sports Phys Ther 40(9):559–567. doi:10.2519/jospt.2010.3317

    PubMed  Google Scholar 

  8. Ouellet D, Moffet H (2002) Locomotor deficits before and two months after knee arthroplasty. Arthritis Rheum 47(5):484–493. doi:10.1002/art.10652

    Article  PubMed  Google Scholar 

  9. Figgie MP, Goldberg VM, Figgie HE 3rd, Sobel M (1990) The results of treatment of supracondylar fracture above total knee arthroplasty. J Arthroplasty 5(3):267–276

    Article  PubMed  CAS  Google Scholar 

  10. Merkel KD, Johnson EW Jr (1986) Supracondylar fracture of the femur after total knee arthroplasty. J Bone Joint Surg Am 68(1):29–43

    PubMed  CAS  Google Scholar 

  11. Ritter MA, Faris PM, Keating EM (1988) Anterior femoral notching and ipsilateral supracondylar femur fracture in total knee arthroplasty. J Arthroplasty 3(2):185–187

    Article  PubMed  CAS  Google Scholar 

  12. Matsumori H, Takahashi S, Onozawa T, Shiraiwa Y (2009) A six case of periprosthetic fractures in this hospital. J Hokkaido Orthop Traumatol Assoc 25:10–14 in Japanese

    Google Scholar 

  13. Kadowaki T, Kin M, Ishikawa T, Ishiyama S (2005) Periprosthetic fracture after THA and TKA. Seikei Saigai Geka 48(13):1523–1530 in Japanese

    Google Scholar 

  14. Swinkels A, Newman JH, Allain TJ (2009) A prospective observational study of falling before and after knee replacement surgery. Age Ageing 38(2):175–181. doi:10.1093/ageing/afn229

    Article  PubMed  Google Scholar 

  15. Levinger P, Menz HB, Wee E, Feller JA, Bartlett JR, Bergman NR (2010) Physiological risk factors for falls in people with knee osteoarthritis before and early after knee replacement surgery. Knee Surg Sports Traumatol Arthrosc. doi:10.1007/s00167-010-1325-8

  16. O’Brien K, Culham E, Pickles B (1997) Balance and skeletal alignment in a group of elderly female fallers and nonfallers. J Gerontol A Biol Sci Med Sci 52(4):B221–B226

    Article  PubMed  Google Scholar 

  17. Oya Y, Nakamura M, Tabata E, Morizono R, Mori S, Kimuro Y, Horikawa E (2008) Fall risk assessment and knee extensor muscle activity in elderly people. Nippon Ronen Igakkai Zasshi 45(3):308–314. doi:JST.JSTAGE/geriatrics/45.308 in Japanese

    Article  PubMed  Google Scholar 

  18. Kado DM, Huang MH, Nguyen CB, Barrett-Connor E, Greendale GA (2007) Hyperkyphotic posture and risk of injurious falls in older persons: the Rancho Bernardo Study. J Gerontol A Biol Sci Med Sci 62(6):652–657. doi:62/6/652

    Article  PubMed  Google Scholar 

  19. Menz HB, Morris ME, Lord SR (2006) Foot and ankle risk factors for falls in older people: a prospective study. J Gerontol A Biol Sci Med Sci 61(8):866–870. doi:61/8/866

    Article  PubMed  Google Scholar 

  20. Nevitt MC, Cummings SR, Kidd S, Black D (1989) Risk factors for recurrent nonsyncopal falls. A prospective study. JAMA 261(18):2663–2668

    Article  PubMed  CAS  Google Scholar 

  21. Roy MA, Doherty TJ (2004) Reliability of hand-held dynamometry in assessment of knee extensor strength after hip fracture. Am J Phys Med Rehabil 83(11):813–818. doi:00002060-200411000-00001

    Article  PubMed  Google Scholar 

  22. Garrow AP, Papageorgiou A, Silman AJ, Thomas E, Jayson MI, Macfarlane GJ (2001) The grading of hallux valgus. The Manchester Scale. J Am Pediatr Med Assoc 91(2):74–78

    CAS  Google Scholar 

  23. Niki H, Aoki H, Inokuchi S, Ozeki S, Kinoshita M, Kura H, Tanaka Y, Noguchi M, Nomura S, Hatori M, Tatsunami S (2005) Development and reliability of a standard rating system for outcome measurement of foot and ankle disorders II: interclinician and intraclinician reliability and validity of the newly established standard rating scales and Japanese Orthopaedic Association rating scale. J Orthop Sci 10(5):466–474. doi:10.1007/s00776-005-0937-1

    Article  PubMed  Google Scholar 

  24. Niki H, Aoki H, Inokuchi S, Ozeki S, Kinoshita M, Kura H, Tanaka Y, Noguchi M, Nomura S, Hatori M, Tatsunami S (2005) Development and reliability of a standard rating system for outcome measurement of foot and ankle disorders I: development of standard rating system. J Orthop Sci 10(5):457–465. doi:10.1007/s00776-005-0936-2

    Article  PubMed  Google Scholar 

  25. Milne JS, Lauder IJ (1974) Age effects in kyphosis and lordosis in adults. Ann Hum Biol 1(3):327–337

    Article  PubMed  CAS  Google Scholar 

  26. Teragaki Y, Araya K, Sueki K, Iriuchijima K, Yamauchi J, Usuda S (2004) Reliability validity of the index kyphosis on sitting Rigakuryouhou Kagaku 19(2):137–140 in Japanese

    Google Scholar 

  27. Tiedemann A, Shimada H, Sherrington C, Murray S, Lord S (2008) The comparative ability of eight functional mobility tests for predicting falls in community-dwelling older people. Age Ageing 37(4):430–435. doi:10.1093/ageing/afn100

    Article  PubMed  Google Scholar 

  28. Akai M, Doi T, Fujino K, Iwaya T, Kurosawa H, Nasu T (2005) An outcome measure for Japanese people with knee osteoarthritis. J Rheumatol 32(8):1524–1532. doi:0315162X-32-1524

    PubMed  Google Scholar 

  29. D’Ath P, Katona P, Mullan E, Evans S, Katona C (1994) Screening, detection and management of depression in elderly primary care attenders. I: the acceptability and performance of the 15 item Geriatric Depression Scale (GDS15) and the development of short versions. Fam Pract 11(3):260–266

    Article  PubMed  Google Scholar 

  30. Yesavage JA, Brink TL, Rose TL, Lum O, Huang V, Adey M, Leirer VO (1982) Development and validation of a geriatric depression screening scale: a preliminary report. J Psychiatr Res 17(1):37–49

    Article  PubMed  Google Scholar 

  31. Hill KD, Schwarz JA, Kalogeropoulos AJ, Gibson SJ (1996) Fear of falling revisited. Arch Phys Med Rehabil 77(10):1025–1029. doi:S0003-9993(96)90063-5

    Article  PubMed  CAS  Google Scholar 

  32. Murakami Y, Shiba Y, Watanabe S, Obuchi S, Inaba Y (2008) Factors of Fear of Falling among the Community Dwelling Elderly. Rigakuryoho Kagaku 23(3):413–418 in Japanese

    Article  Google Scholar 

  33. Cumming RG, Salkeld G, Thomas M, Szonyi G (2000) Prospective study of the impact of fear of falling on activities of daily living, SF-36 scores, and nursing home admission. J Gerontol A Biol Sci Med Sci 55(5):M299–M305

    Article  PubMed  CAS  Google Scholar 

  34. Salkeld G, Cameron ID, Cumming RG, Easter S, Seymour J, Kurrle SE, Quine S (2000) Quality of life related to fear of falling and hip fracture in older women: a time trade off study. BMJ 320(7231):341–346

    Article  PubMed  CAS  Google Scholar 

  35. Hasegawa M, Yasumura S (2008) Fall incidence of a Japanese elderly and fracture and injury with falling [fall and osteoporosis]. J Osteoporos Med 7(3):180–185 in Japanese

    Google Scholar 

  36. Yasumura S, Haga H, Nagai H, Suzuki T, Amano H, Shibata H (1994) Rate of falls and the correlates among elderly people living in an urban community in Japan. Age Ageing 23(4):323–327

    Article  PubMed  CAS  Google Scholar 

  37. Hayashibara M, Hagino H, Katagiri H, Okano T, Okada J, Teshima R (2010) Incidence and risk factors of falling in ambulatory patients with rheumatoid arthritis: a prospective 1-year study. Osteoporos Int 21(11):1825–1833. doi:10.1007/s00198-009-1150-4

    Article  PubMed  CAS  Google Scholar 

  38. Leveille SG, Bean J, Bandeen-Roche K, Jones R, Hochberg M, Guralnik JM (2002) Musculoskeletal pain and risk for falls in older disabled women living in the community. J Am Geriatr Soc 50(4):671–678. doi:50161

    Article  PubMed  Google Scholar 

  39. Robinovitch SN, Cronin T (1999) Perception of postural limits in elderly nursing home and day care participants. J Gerontol A Biol Sci Med Sci 54(3):B124–B130 discussion B131

    Article  PubMed  CAS  Google Scholar 

  40. Okada Y, Takatori K, Nagano K, Tokuhisa K, Ikuno K, Tsuruta K, Shomoto K (2008) Relationship between error in estimated reach distance and falls in community-dwelling elderly people. Rigakuryohogaku 35(6):279–284 in Japanese

    Google Scholar 

  41. Itokazu M, Uemura S, Aoki T, Takatsu T (1998) Analysis of rising from a chair after total knee arthroplasty. Bull Hosp Jt Dis 57(2):88–92

    PubMed  CAS  Google Scholar 

  42. Götz-Neuman K (2005) Gait analysis in a physical therapy (trans: Tsukishiro K, Yamamoto S, Ehara Y, Bonkohara S). Igaku syoin, tokyo, pp 120 in Japanese

  43. Benedetti MG, Catani F, Bilotta TW, Marcacci M, Mariani E, Giannini S (2003) Muscle activation pattern and gait biomechanics after total knee replacement. Clin Biomech 18(9):871–876. doi:10.1016/S0268-0033(03)00146-3

    Google Scholar 

  44. Yoshimoto Y (1988) Hip and knee motion measurements for selected activities of daily living. Rigakuryohogaku 15(3):247–250 in Japanese

    Google Scholar 

  45. Barak Y, Wagenaar RC, Holt KG (2006) Gait characteristics of elderly people with a history of falls: a dynamic approach. Phys Ther 86(11):1501–1510. doi:10.2522/ptj.20050387

    Article  PubMed  Google Scholar 

Download references

Acknowledgments

The authors thank Sakura Kida, Yuki Kitsuda, Ryuji Kuwamura, Tatsuhiko Konishi, and Ayumi Tanabe, their help and support.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Hiromi Matsumoto.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Matsumoto, H., Okuno, M., Nakamura, T. et al. Fall incidence and risk factors in patients after total knee arthroplasty. Arch Orthop Trauma Surg 132, 555–563 (2012). https://doi.org/10.1007/s00402-011-1418-y

Download citation

  • Received:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s00402-011-1418-y

Keywords

Navigation