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Abstract
Objectives Self-management of mobility and fall risk can be important in fall prevention; however, it remains unstudied. Therefore, the current study assessed whether community-dwelling older persons were able to repeatedly self-assess maximum step length (MSL) and gait speed (GS) in their own home for a 6-month period, how these tests changed during this period and if these changes were related to falling.
Design This is a prospective study.
Setting This study was conducted at home.
Participants A total of 56 community-dwelling older adults (24 women (43%), mean age 76.2 (SD 3.9) years) entered the study; of which, 45 completed the study.
Methods Participants performed MSL and GS once a week in their own home during a 6-month period.
Primary and secondary outcomes Repeated MSL and GS measurements were the primary outcomes. Falls, self-management and mobility were the secondary outcomes.
Results Self-assessment of MSL and GS by older persons is feasible. Compliance of repeatedly self-measuring MSL and GS was good; the median number of weekly measurements was 23.0 (88%) and 21.0 (81%) for MSL and GS, respectively. Drop-outs showed less self-management abilities compared to the participants who completed the study (p=0.049). Linear mixed models showed a small significant improvement in MSL and GS over time (p<0.001), without an influence on falling.
Conclusions Most community-dwelling older persons are able and willing to repeatedly assess their MSL and GS. Self-managing mobility and fall risk did not increase fall occurrence. The fact that older persons can be actively involved in their own healthcare is clinically relevant. Further studies are needed to examine the (cost-)effectiveness of self-management in fall prevention interventions.
- falls
- older persons
- self-management
- maximum step length
- gait speed
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Strengths and limitations of this study
Prospective 6-month follow-up of repeated measurements of mobility and falls data.
Measurements were performed by seniors themselves at their own home.
The falls telephone system assesses falls during the study period reliable and valid. During the study period falls were reliably assessed using the falls telephone system.
This study looks at the influence of falling on a group level, not on the preferable individual level.
Participants were part of a prior study resulting in a possible selection bias.
Introduction
Falling is a major problem in today's ageing population, causing not only highly relevant physical and social impairments but also increasing health-related costs.1–3 Policymakers are strongly emphasising that older persons should be more actively involved in their own healthcare, and scientists are following this lead on self-management, which is also underlined by the chronic care model.4–6 However, self-management of mobility and fall risk received little attention in previous research. Deteriorating mobility is a risk factor for falling,1 and the ability to quickly identify changes in their mobility could give older persons the opportunity to take responsibility of their own mobility-related well-being. Adequate self-management could minimise the impact of their fall tendency on their lives and could improve quality and effectiveness of our fall-related healthcare services.
Improving self-management of mobility and fall risk by identifying relevant changes in mobility is only possible with a simple and safe assessment tool that older persons can easily integrate in their normal daily life. Furthermore, such an assessment tool needs to be feasible, reliable, valid and should have the ability to sufficiently predict future falls. Previous studies showed the maximum step length (MSL) and usual gait speed (GS) to have the potential to be such self-assessment tools.2 ,7–19
MSL is a simple and reliable measure for the assessment of balance and mobility in community-dwelling and frail older individuals.2 ,7–10 Predictive studies linking MSL to fall risk are still limited.9 ,11 GS proved to be a feasible and valid measure to predict future adverse events, such as disability and falls, in community-dwelling older persons.11–19 An important limitation of most of these studies was that only a single-baseline MSL or GS measurement was assessed by a professional in a clinical setting. It can be reasoned that mobility assessment at only one time point may preclude identification of a large proportion of the persons at risk as they may experience a rapid or gradual decline in mobility and balance over time, and may or may not pass in due time a population-based cut-off point.19 Also, single or infrequent evaluations may not be representative of a person's true locomotion ability, because of large within-participant variability in frail older persons.19–21
In our previous research, we already showed that MSL and GS are safe, feasible and reliable self-assessment tools of mobility and fall risk for community-dwelling older persons.22 However, research on repeatedly measuring MSL and GS over a longer period of time is still lacking. Therefore, the current exploratory study primarily investigated the feasibility of repeatedly measuring MSL and GS by community-dwelling older persons for a 6-month period, but also how MSL and GS changed during this period, whether these changes were related to experiencing a fall and what the implications of these results are in the field of self-management research in older persons.
Methods
Participants
This prospective study was a preplanned part of the Validation Study of the Two-step Older persons Screening study (TOS study), in which six general practitioners’ practices organised frailty screening for all their patients aged 70 years and over.23 Detailed information about the rational and design of the TOS study, and the subsequent recruitment of the participants for the Senior Step Study were described previously.22 ,23 Participants and their informal caregivers from two participating practices outside the city of Nijmegen, the Netherlands, were asked to participate in the Senior Step Study. Individuals were excluded when they were not able to understand the instructions to perform the tests, not able to walk (with or without a walking aid), did not speak and understand Dutch, were not able to answer the falls telephone (FT) or did not have an informal caregiver who could answer the FT for them. All participants provided written informed consent. The research ethics committee—region Arnhem-Nijmegen—approved the study (approval number 2009/223).
Design
A 6-month follow-up period was chosen to explore the repeated assessments of MSL and GS by older persons. Participants were advised to perform the MSL and GS at home once a week, on the same day and around the same time, accompanied by their informal caregivers. The informal caregiver was asked to record the time needed to perform GS, to avoid dual tasking of the participant. The researcher explained and practiced the potential self-tests with the participants and their informal caregivers during the first study visit, which took place at the participant’s home. Instructions were given a maximum of three times, and the researcher judged whether the participant and caregiver were able to execute the self-tests correctly and safely. If the participants and/or caregivers were not able to perform the self-tests independently, the participant was excluded.22 After 1 month, the researcher revisited the participant and their informal caregiver and asked them to execute the self-tests. Errors made were recorded by the researcher and explained to the participant. At the end of the study, the researcher visited the participant again and recorded errors made during the performance of the self-tests.
Descriptive measures
Mobility was assessed by the researcher at the participant’s home at baseline and monthly during the 6-month follow-up using the standardised balance and mobility measures: Timed Up and Go (TUG)24 ,25 and Short Physical Performance Battery (SPPB).26 For TUG, the participant, when seated with their back against a chair, was instructed to stand up, walk 3 m past a mark on the floor as quickly as possible, turn around, walk back to the chair and sit down again with their back against the chair.24 ,25 The time in seconds needed to complete this test was measured. TUG was performed twice, and the fastest performance was registered. The SPPB included GS (time to walk 4 m at their normal walking speed), five chair stands (time to rise from a chair and return to a seated position without using arms) and a balance test (ability to stand with the feet together in the side-by-side, semitandem and tandem positions); all measured using a stopwatch. A summary performance score (range 0–12) for the three tasks was created for each participant, higher scores indicating better lower body function.26
At baseline and after 6 months, the following questionnaires were assessed: disability was evaluated with the (modified) Katz scale (Katz-15 item scale, which measures basic and instrumental activities of daily living, with a score range of 0–15, lower scores indicating a better functional performance);27 disease burden was assessed with the Cumulative Illness Rating Scale for Geriatrics (CIRS-G; scored on a scale from 0 to 4 for each of 14 categories, higher scores reflecting more comorbidity);28 the Self-Management Ability Scale (SMAS-30) was used to evaluate self-management (30 items, score range 0–100, higher scores indicating better self-management);29 and daily physical activity was assessed using the LASA Physical Activity Questionnaire (LAPAQ), which determined walking, cycling, gardening, sports and household activities (scoring the total minutes per day for all physical activities).30
Falls
A fall was defined as ‘an unexpected event in which the subject comes to rest on the ground, floor, or lower level’.31 Fall incidents were monitored by the FT during the 6-month follow-up. The FT system (ASK Community Systems, Rotterdam, the Netherlands) is a computerised system that automatically contacts participants by telephone using pre-recorded messages and was found to be a feasible, reliable and valid method of assessing falls in older people.32 ,33 Participants were automatically phoned by the FT system once a week on their day of preference, and participants were asked to report the number of falls in the past week twice (in case a wrong number was entered the first time). The system called back up to a maximum of four times a day and tried again the following day if the call was not answered. The research assistant called participants to verify each registered fall and participants with no reply to the FT.
Self-tests
Maximum step length
Participants measured their MSL without the help of their informal caregiver. The present study used the modified version of MSL first described by Schoon et al10 Participants were provided with a poster displaying a ruler in centimetres and with an indication for the initial position of the feet (170×50 cm, made by the researchers). To prevent participants from slipping during the performance of the test, antislip was attached to the underside of the poster. Participants were instructed to stand with both feet on the indicated position and to step maximally forward on the printed ruler with their right leg, and subsequently bring the left leg up to the first leg in one step. In this position, participants could read their distance stepped. When the participant stepped in one fluid movement, a trial was successful, and when more than one step was needed to maintain balance or when balance was lost, a trial was unsuccessful. Every week, participants performed two practice trials after which they performed the MSL at least three times, with a maximum of five trials to obtain three successful trials. Every week, participants wore the same firm comfortable shoes, which were selected by the researcher during the first study visit.
Gait speed (GS)
Participants measured their GS with help of their informal caregiver. A track between 5.5 and 6.5 m at the participant's home, where the participant had to start and finish the walking track, was indicated by the researcher during the first study visit. The informal caregiver was instructed to measure the time needed to cover the distance between two fixed landmarks along this track (eg, furniture, door posts, paintings), and to start and stop the time, respectively. Depending on the furniture in the participant's home, the distance between the two landmarks was between 3.5 and 4.5 m, and this distance was used for the analyses. Participants performed GS twice at their normal walking speed and wore the same shoes as during MSL.
Analyses
Leg length, measured during the TOS study as the distance between the anterior superior iliac spine and lateral malleolus, was used to normalise MSL by dividing step length by leg length. The maximum MSL among the three successful step lengths was used as the MSL of that specific week. Distance was divided by time in m/s to calculate GS, and the mean of the two walks of that specific week was used in the analysis.
Feasibility
Reasons for drop-out were registered, and descriptive variables assessed at baseline of the study of the persons who dropped out were compared to those who completed the study using independent-sample t-tests for continuous variables and χ2 tests for categorical variables. The same analyses were used to compare participants who fell during the 6-month follow-up (fallers) to those who did not fall (non-fallers).
A full description of the errors in self-testing mobility seen by the researchers was described previously.22 Feasibility of repeatedly measuring MSL and GS was explored by looking at the median and quartiles of the number of weekly measurements. This was performed for all participants together and also for the participants who completed the study. A coefficient of variation (CV: SDrepeated measurements/meanof all assessments so far) over all weekly measurements was calculated for each participant separately to demonstrate the variability of the self-tests within each participant.
Analysis of changes over time
Differences between the measurements of weeks 1 and 26 were calculated. Since not all participants had a measurement in weeks 1 and 26, differences were also calculated between the first and last measurements of each participant. The course of MSL and GS over time (each week during the 6-month period) was explored using error bars displaying means and 95% CIs. Linear mixed models with random effects were used to study all weekly measurements of MSL and GS. Having a fall history and experiencing a fall during the 6-month follow-up were added as covariates. Changes in TUG, SPPB, Katz-15, CIRS-G, SMAS-30 and LAPAQ between baseline and after 6 months were compared using paired samples t-tests.
Significance was set at p<0.05. All statistical analyses were performed using IBM SPSS Statistics V.20 (SPSS, Chicago, Illinois, USA).
Results
Fifty-six older adults with a mean age of 76.2 years (SD 3.9), with 24 women (42.9%) and their informal caregivers consented to participate in the Senior Step Study.22
Feasibility
In total 11 out of the 56 participants (19.6%) dropped out of the Senior Step Study. Seven of which dropped out within the first month and gave the following reasons: two dropped out because of a death in the family, three had other expectations of the study, one was diagnosed with dementia and not able to understand the instructions and one developed a tendonitis of the knee. One participant dropped out after 3 months because it was physically too demanding and her informal caregiver was not able to perform the measurements correctly. Finally, three participants dropped out during the last month of the study: one experienced a fall not related to the study and suffered a hip fracture, one was diagnosed with colon cancer and had to be operated on immediately, and one suffered from encephalitis which resulted in a hospital and nursing home stay. Drop-outs differed significantly at baseline from the participants who completed the study in that they showed less self-management ability (p=0.049, table 1). Participants who fell during the 6-month follow-up did not differ significantly from those who did not fall. Fifteen participants fell once during the follow-up, 1 participant fell twice, 1 participant fell three times and 2 participants each fell four times.
Baseline characteristics of the senior step study population, the participants who completed this study and the drop-outs
In the study group (including drop-outs), the feasibility of repeatedly self-measuring MSL and GS during the 26-week period was high with a median (25% and 75% centiles) number of weekly measurements of 23.0 (18.0 and 25.8) and 21.0 (16.3 and 23.8) for MSL and GS, respectively. When only looking at the participants who completed the study (n=45), feasibility was even higher for MSL and GS (median of 24.0 (21.0 and 26.0) and median of 22.0 (20.0 and 24.0), respectively). Almost all participants without any weekly measurements were the drop-outs from within the first month. The exception was the drop-out from within the third month of follow-up.
Intraindividual variation calculated as the CV per participant for both self-tests was small (median of 3.5% for MSL and 6.5% for GS; figure 1).
Boxplots of the intraindividual coefficients of variation in a 26-week time series for each self-test. Boxplots display median and quartiles. CV, coefficient of variation; MSL, maximum step length; GS, gait speed.
Changes over time
Mean (±SD) difference between weeks 1 and 26 in the study group was 0.09 (0.10) and 0.10 (0.13) for MSL and GS, respectively, while the mean (±SD) difference between the first and last measurements was 0.09 (0.09) and 0.07 (0.13) for MSL and GS, respectively. The course of MSL and GS over the 6-month follow-up period is depicted in figure 2. Linear mixed models with random effects showed a significant but small improvement in MSL and GS over time (p<0.001; table 2). Having a fall history or experiencing a fall during the follow-up did not have a significant effect on this improvement. The mobility measures TUG, and SPPB improved significantly between baseline and after 6 months (7.59 vs 7.14 s (p=0.004) and 10.69 vs 11.24 (p=0.018) for TUG and SPPB, respectively).
Linear mixed models with random effects showing the change of MSL and GS over time and the possible influence of being a faller or having a fall history on this change
Mean and 95% CIs of the course over the 6-month follow-up of the MSL and GS measured by seniors who fell at least once during the follow-up period compared with non-fallers. MSL, maximum step length; GS, gait speed.
Discussion
The main finding of this study was the high number of weekly measurements and the small intraindividual variation which showed that older people are willing and able to repeatedly assess their MSL and GS in their own homes for a period of 6 months as a measure of their mobility. Repeatedly self-assessing MSL and GS resulted in a slight improvement on these measures, which was mirrored by the improved mobility measured by TUG and SPPB, but did not result in improved self-management ability scores. Having a history of falling or experiencing a fall during follow-up did not influence these results.
To the author’s knowledge, this was the first study to explore whether older persons are able to repeatedly measure their MSL and GS at home as a measure of their mobility and fall risk. The good compliance of more than 80% in this study confirmed this hypothesis and therefore showed that it is possible to get older people to be actively involved in the management of their own mobility and fall risk, which is in line with studies showing the possibility of self-management in other chronic diseases, such as chronic obstructive pulmonary disease and diabetes.34 ,35 However, the small improvement on the self-tests and mobility measures over time does give concern about the reliability of monitoring with these tests. Obviously, the weekly assessments of MSL and GS seem to train older persons, and it would, therefore, be very interesting to study whether this improvement lasts during a longer follow-up period. This may limit the validity of these tests as a screening tool for fall risk (in case this does not change), but on the other hand, it may mean a possible therapeutic effect of repeatedly performing MSL and GS by community-dwelling older persons. We did not find an improvement in ADL activities and total activity minutes per day as measured by the LAPAQ, so the effect of these tests as training tools needs to be further studied.
Although the study population measured their MSL and GS very regularly, no change in self-management abilities was found. SMAS-30 was already validated and proved to be reliable in an older population, with good reproducibility after 16 weeks.29 It could be reasoned that the 6-month follow-up was too short to achieve improvements in self-management abilities. The SMAS-30 scores were comparable to the scores of community-dwelling older and partly frail individuals found in the studies of Schuurmans et al,29 but higher compared to a study with 55-year-old lonely women.36 Since the drop-outs in the current study showed less self-management abilities compared to the participants who completed the study, it could be reasoned that the study population already consisted of a selection of self-managing older persons, which limits the feasibility of our self-tests for a frailer population.
Strengths and limitations
A strength of this Senior Step Study was the prospective follow-up of many descriptives over 6 months. Furthermore, the 19.6% drop-out rate was comparable to other studies with frail older persons and can be interpreted as rather low as it demanded a higher responsibility of the participants included compared with other studies in which treatments are simply administered.
A limitation of this study was the possible selection bias.22 Compared to the non-participating individuals, the Senior Step Study population did show a good overall performance in mobility making it difficult to generalise the observed ability of repeatedly self-assessing MSL and GS to a more frailer population. When looking at falling and self-management abilities, the selection bias seemed limited in this study population. Fall prevalence was comparable to a community-dwelling older population (38.5%),37 the TOS study (35% had a fall history)38 and the follow-up study (36%). As mentioned above, self-management abilities were comparable to those found by Schuurmans et al,29 but higher compared with the findings of Kremers et al36 Another limitation was that the current study only looked at the influence of falling on a group level. Since there were only 19 fallers, the sample size was too small to accurately explore the relation between repeated measurements of MSL and GS and falls in individual cases and whether changes in the self-tests within individuals could be predictive for future falls or other negative health outcomes. Therefore, it would be interesting to repeat the study in a larger and frailer population.
Conclusions
The implications for clinical practice and future research are promising. The good compliance shows that we can engage older persons in their own healthcare. This may also open possibilities for self-management in other healthcare areas, such as frailty and functional status. MSL and GS are simple one-item tools, and perhaps other one-item tools for other health conditions can also be performed by seniors themselves. The definitive place of the MSL and GS in prevention and monitoring falls according to the chronic care model requires further study, including self-management. It is promising that self-management of mobility and fall risk did not increase falling.
If we want to engage older persons to take an active part in their own healthcare, especially in fall prevention, interventions should be shaped in a way that suites them. This Senior Step Study took the first step by exploring that older persons were willing and able to use MSL and GS weekly as a self-management tool for monitoring their mobility and fall risk. Further studies are needed to examine the exact relation of these self-management capabilities with fall prevention and to confirm that such self-management capabilities can also be realised in larger and frailer populations.
Acknowledgments
The researchers thank Janneke van Kempen and René Melis for allowing the Senior Step Study to be part of the TOS study. They also thank Maartje Graauwmans for her contribution to the data acquisition.
References
Footnotes
Contributors KTJB involved in execution of the study, supervision and acquisition of participant measurements, analysis and interpretation of the data, literature review and drafted the manuscript. YS contributed to the design of the study, involved in interpretation of the data and critically reviewed the manuscript. MGMOR contributed to the design of the study, supervised the study, involved in interpretation of the data and critically reviewed the manuscript.
Funding This study was supported by the National Programme for Elderly Care (grant number 314050301), which is coordinated and sponsored by ZonMw, the Netherlands, Organisation of Health Research and Development.
Competing interests All authors had financial support from ZonMw, the Netherlands, Organisation of Health Research and Development, for the submitted work; no financial relationships with any organisations that might have an interest in the submitted work in the previous 3 years; and no other relationships or activities that could appear to have influenced the submitted work.
Ethics approval Ethics approval was obtained from research ethics committee—region Arnhem-Nijmegen.
Provenance and peer review Not commissioned; externally peer reviewed.