Article Text

Original research
Financing of surgery and anaesthesia in sub-Saharan Africa: a scoping review
  1. Martilord Ifeanyichi1,2,
  2. Ellis Aune1,
  3. Mark Shrime3,4,
  4. Jakub Gajewski3,
  5. Chiara Pittalis5,
  6. John Kachimba6,
  7. Eric Borgstein7,
  8. Ruairi Brugha5,
  9. Rob Baltussen1,
  10. Leon Bijlmakers1
  1. 1Department for Health Evidence, Radboud University Medical Centre, Nijmegen, The Netherlands
  2. 2EMAI Health Systems and Health Services Consulting, Nijmegen, The Netherlands
  3. 3Institute of Global Surgery, Royal College of Surgeons in Ireland, Dublin, Ireland
  4. 4Department of Global Health and Social Medicine, Harvard Medical School, Boston, Massachusetts, USA
  5. 5Department of Public Health and Epidemiology, Royal College of Surgeons in Ireland, Dublin, Ireland
  6. 6Department of Surgery, University of Zambia University Teaching Hospital, Lusaka, Zambia
  7. 7College of Medicine, University of Malawi, Blantyre, Malawi
  1. Correspondence to Dr Martilord Ifeanyichi; Mifeanyichi{at}gmail.com

Abstract

Objective This study aimed to provide an overview of current knowledge and situational analysis of financing of surgery and anaesthesia across sub-Saharan Africa (SSA).

Setting Surgical and anaesthesia services across all levels of care—primary, secondary and tertiary.

Design We performed a scoping review of scientific databases (PubMed, EMBASE, Global Health and African Index Medicus), grey literature and websites of development organisations. Screening and data extraction were conducted by two independent reviewers and abstracted data were summarised using thematic narrative synthesis per the financing domains: mobilisation, pooling and purchasing.

Results The search resulted in 5533 unique articles among which 149 met the inclusion criteria: 132 were related to mobilisation, 17 to pooling and 5 to purchasing. Neglect of surgery in national health priorities is widespread in SSA, and no report was found on national level surgical expenditures or budgetary allocations. Financial protection mechanisms are weak or non-existent; poor patients often forego care or face financial catastrophes in seeking care, even in the context of universal public financing (free care) initiatives.

Conclusion Financing of surgical and anaesthesia care in SSA is as poor as it is underinvestigated, calling for increased national prioritisation and tracking of surgical funding. Improving availability, accessibility and affordability of surgical and anaesthesia care require comprehensive and inclusive policy formulations.

  • health policy
  • health economics
  • surgery
  • public health
  • anaesthetics

Data availability statement

Data are available upon reasonable request.

http://creativecommons.org/licenses/by-nc/4.0/

This is an open access article distributed in accordance with the Creative Commons Attribution Non Commercial (CC BY-NC 4.0) license, which permits others to distribute, remix, adapt, build upon this work non-commercially, and license their derivative works on different terms, provided the original work is properly cited, appropriate credit is given, any changes made indicated, and the use is non-commercial. See: http://creativecommons.org/licenses/by-nc/4.0/.

Statistics from Altmetric.com

Strengths and limitations of this study

  • This study was conducted based on standard guidelines, including Arksey and O’Malley (2005), Levac et al (2010), the Joanna Briggs Institute (2020), and PRISMA Statement and its extension for scoping reviews.

  • It benefited from a comprehensive published and grey literature search strategy designed with the support of institutional bibliographers.

  • The use of two independent reviewers and an arbiter ensured meticulosity while minimising biases in the review process.

  • It thoroughly examines the situation and the current knowledge on the financing of surgery and anaesthesia in sub-Saharan Africa.

  • Findings from one country may not represent the situation or be applicable in other countries in the region.

Introduction

Over 70% of the world population lack access to safe, timely and affordable surgical and anaesthesia care, with an estimated nine out of ten people affected in sub-Saharan Africa (SSA).1 The Lancet Commission on Global Surgery (LCGS) has set a timeline of 2030 for 80% of the global population to have access to such care,2 and as a strategy, it also recommended that low-income and middle-income countries (LMICs) develop National Surgical, Obstetric, and Anaesthesia Plans (NSOAPs), structured into five domains: service delivery, infrastructure, workforce, information management and financing.2 The financing system is critical to the achievement of universal access to surgical care, as it directly affects availability, accessibility and affordability of services.

Health financing is the ‘function of a health system concerned with the mobilisation, accumulation and allocation of money to cover the health needs of the people, individually and collectively, in the health system’.3 Three cardinal but interrelated functions of health financing are distinguished: revenue collection, resource pooling and purchasing.3 Resource mobilisation refers to the ways in which revenues are raised and collected, including government budgetary allocations (from taxes for instance), health insurance premiums, out-of-pocket (OOP) payments and donor funding. The pooling function refers to the mechanisms of accumulation of prepaid funds on behalf of populations in order to address financial challenges at the point of service delivery. Pooling delinks expected health expenditures from patients’ ability to pay4 and ideally protects people from catastrophic or impoverishing expenditure while accessing health services. The most common pooling mechanisms are government tax revenues pooling for health and health insurance schemes. The purchasing function refers to the payment systems for health goods and services provided.

To improve surgical financing, the LCGS recommended that national governments undertake the following: cover basic surgical care within Universal Health Coverage (UHC); pool risks in a single pool and reduce payments at point of service; track financial flows for surgery through national health accounts; and use value-based purchasing with risk-pooled funds. Further, as progress assessment indicators, they proposed that surgical expenditure be reported as a percentage of GDP and as a percentage of annual healthcare expenditure and that OOP payments on surgery, and catastrophic and impoverishing expenditure on surgery be monitored. It is noteworthy that catastrophic and impoverishing expenditures on surgery have been included in the World Bank World Development Indicators (WDI).5

Since the LCGS report in 2015, five SSA countries have launched and are implementing their NSOAPs: Rwanda, Zambia, Tanzania, Nigeria and Madagascar.6 Two other countries - Senegal and Ethiopia - had adopted strategic surgical plans prior to the LCGS report. Dozens of other SSA countries are either in the process of or have committed to the development of NSOAPs. Development of health policies requires baseline analyses.7 In the development of the Tanzania NSOAP, a situational analysis conducted by Nyberger et al8 using a systematic review of literature guided a stakeholder discussion to directly inform the NSOAP priorities. In the financing domain, however, the review found only limited evidence—highlighting a paucity of research on the financing of surgery, especially at country levels. A collation of evidence from different countries may be beneficial to national health policy makers, and as more countries develop and adopt NSOAPs, there is a need for more evidence to guide these investments towards improving surgical care in SSA.

This study aimed therefore to provide a general overview of the evidence on financing of surgery in SSA, describe the situation, and identify research gaps to guide future research efforts.

Methods

Framework

Given the aim of the study, a scoping review was adopted. ‘A scoping review or scoping study is a form of knowledge synthesis that addresses an exploratory research question aimed at mapping key concepts, types of evidence, and gaps in research related to a defined area or field by systematically searching, selecting and synthesising existing knowledge’.9 Beyond mapping evidence, scoping reviews are particularly useful for summarising and disseminating research findings to policy makers, practitioners and consumers who might otherwise be unable to engage in such tasks themselves due to time and resource constraints.10

This study followed the five-step approach described by Arksey and O’Malley10 who provided the first methodological framework for conducting scoping reviews: (1) identifying the research question; (2) identifying relevant studies; (3) study selection; (4) charting the data; (5) collating, summarising and reporting results. This was supplemented with the recommendations of Levac et al11 and the Joanna Briggs Institute (JBI).12

Research question

Broadly, this study was underpinned by the question: What is known from the existing literature about financing of surgery and anaesthesia in SSA?

Specific subquestions that guided the study are as follows:

Regarding financing of surgery and anaesthesia in SSA:

  1. What is the situation?

  2. What mechanisms (if any) mobilise, pool and allocate resources for services?

  3. What strategies have been trialled to improve access?

  4. What has been the progress since the 2015 publication of the LCGS?

  5. What specific challenges are identified?

  6. What policy options are recommended for improvement?

Search strategy and data sources

The search query was designed based on three search blocks—‘surgery and anaesthesia’, ‘health financing’ and ‘sub-Saharan Africa’—with the assistance of institution bibliographers. The primary query was built on PubMed, in an iterative fashion, using a list of already identified relevant articles. The final PubMed query was adapted and applied to all the other databases. The full search string is included in online supplemental material S1.

We searched four bibliographic databases without any language restrictions: Global Health on 22 July 2020, and PubMed, Embase and African Index Medicus on 24 July. Searches were restricted to articles published between January 2010 and July 2020, to capture a fairly current situation, while covering approximately 5 years before and after the LCGS report. Conference proceedings, dissertations and animal studies were excluded. Additionally, we performed snowballing by hand-searching the references in the identified articles for further possibly relevant articles. A grey literature search was conducted on Google, and websites of WHO, World Bank, and USAID were also manually searched.

Screening process and management

All search results were first imported into EndNote X9 for deduplication and then exported to Rayyan,13 a web and mobile app designed for systematic reviews, for title and abstract screening. The initial screening was performed independently by authors MI and EA. In case of discrepancy, MI and EA reviewed the abstract together, and if no agreement could be reached, author LB was consulted to make the final decision. In the second round, full texts of included articles were reviewed independently and discussed by authors MI and EA, and LB was again consulted in case of irresolvable discrepancies. French articles were handled solely by author LB who possesses a full professional proficiency in French Language.

The Population, Concept, and Context (PCC) framework described by the JBI12 was used to define the inclusion/exclusion criteria, which are included in table 1. Relevance criteria were applied in a hierarchical fashion: each article was assessed first on whether or not it pertained to SSA, then whether or not it pertained to surgery, and lastly whether it covered financing of surgery. All available sources were included.

Table 1

Inclusion and exclusion criteria

Data charting and analysis

Data charting (ie, extraction) was performed using a customised form in Excel 2020 based on the JBI guidelines.12 All empirical evidence related to any of the functions of health financing was extracted, maintaining an approach broad enough to include even evidence related to the absence of these functions and their implications for surgery delivery and access. In addition, non-empirical but unique or sufficiently compelling (as adjudged by the two independent researchers) insights on challenges or policy options for surgical financing were also extracted. In doing these, a bottom-up thematic analysis was employed14: emerging themes were identified and coded within the functional domains. This was subsequently followed by axial coding, that is, linking conceptually related themes together. Descriptive statistics were computed for the article characteristics.

Summarisation and reporting of results

A narrative synthesis was employed in summarising the results of the research question, maintaining the three financing domains as the overarching themes. Results are presented as per PRISMA Statement15 and its extension for scoping reviews (see online supplemental material S2).16

Patient and public involvement

Patients or the public were not involved in the design, conduct, or reporting, or dissemination plans of our research.

Results

Following deduplication, our search resulted in 5533 unique articles. Text and abstract screening produced 229 articles, of which 149 met the inclusion criteria following full text reading (figure 1). Most (132) were in English and nine were in French. Two-thirds of the articles were published between 2015 and 2020. In terms of geographical spread, the studies covered 28 countries: Nigeria had the highest number of articles (34), followed by Uganda (15) and Kenya (14). Eight articles were non-specific, while several articles cut across more than one country. Details are presented in online supplemental material S3.

Figure 1

PRISMA flowchart of the search process.

The majority of articles focused on specific (or combinations of) surgical conditions or subspecialties (N=121; 81%), while 28 were non-specific or dealt with surgical systems generally. Obstetrics (mostly caesarean sections) had the highest number of articles (39), followed by ophthalmology (24; mostly cataract procedures) and oncology (17). The breakdown of the articles per specialty is presented in figure 2.

Figure 2

Breakdown of the selected articles by surgical specialties.

The majority of the articles were empirical (N=138; 92%); 10 were opinion/editorial papers, while 1 was a technical brief. The empirical articles included 112 quantitative studies (81%), 12 qualitative studies, 11 mixed-methods studies and 3 systematic reviews. Most of the quantitative articles were descriptive (N=81; 72%); 12 were analytical (cohort or case-control); 5 were modelling studies and 14 were quasi-experimental (including four interrupted time series analyses, two propensity score matching analyses, two difference-in-difference analyses and six uncontrolled before-and-after studies).

The bulk of the articles related to the pooling and risk protection function of health financing (N=132; 89%); 17 related to financial resource mobilisation (11%) and 5 to purchasing (3%). Some of the articles related to more than one domain. In the next sections, we present a thematic narrative of the data extracted from the various articles.

Resource mobilisation and budgetary allocations to surgery

Seventeen articles explored the resource mobilisation for or allocations to surgery. No report of national or subnational level budgetary allocations or actual expenditures on surgery was found. There was evidence of poor prioritisation of surgery in government plans and UHC programmes in SSA generally: in a systematic review of National Health Strategic Plans (NHSPs) of 48 SSA countries by Citron et al17, 19% of NHSPs had no mention of surgery or surgical conditions and 63% had five or fewer mentions of surgery. Compared with HIV and malaria that had 3772 mentions across all the plans, surgery had only 376 mentions. While 33% of policies had no surgical targets, all had measurable targets for HIV and TB control.

Seven articles had data on revenue sources for surgery at the hospital level, with OOP payments,18–21 government support22 and donor funds21 22 identified as the biggest sources of the operational funds. In Ekenze and others’ systematic review of studies published between January 2007 and November 2016 that reported the specific funding of paediatric surgeries in SSA, OOP was the predominant source of funding (91.4%), followed by non-governmental organisation (NGO) funding (60%).21

Regarding hospital expenditure on surgery, four studies were relevant.18 22–24 In a retrospective cross-sectional study of the human and financial constraints to essential surgery at eight district hospitals (DHs) in Tanzania, Uganda, Mozambique, the DHs spent 7%–14% of their operational funds on surgery, representing an annual per capita expenditure of US$0.05–0.14.23 The bulk of this expenditure (3%–8% of total operational cost) was attributed to obstetrics alone. Comparable proportions (16%–17%) were also reported at two DHs in Malawi.22

Several approaches to increasing the funding of surgery were recommended in the articles. In the review by Ekenze et al21, the main suggestions were increased funding by national governments and by international organisations (85.7%), the establishment or improvement of health insurance schemes (60%) and the sustained use of charities and medical missions (42.9%). Several papers in our review emphasised public-private partnerships,25 26 as well as scale-up of health insurance coverage.27–29 Rather than attempting to reinvent the wheel in the face of structural and economic constraints, Frimpong-Boateng and Edwin30 called on national governments to tweak and leverage on the existing market models to scale-up local production of surgical consumables, for example, by replacing non-profitable tyre production with gloves and boots production, or production of cotton wool and gauze alongside or in place of cloth.

Reddy et al31 advocated moving beyond the traditional funding sources. They suggested innovative financing instruments that have been applied in other global health initiatives, such as voluntary solidarity levy (as in Unitaid), voluntary contributions (PRODUCT(RED)), performance-based instruments (GAVI), and securities and bonds (International Finance Facility for Immunisation (IFFI) and The Children’s Investment Fund Foundation (CIFF)).

Pooling/Risk protection

A total of 132 articles provided evidence related to pooling functions and financial protection. Eight subthemes emerged. Some themes portrayed dysfunctionality of the financial protection systems and their implications for patients: financial barriers to access of care, transport cost barriers, OOP and catastrophic/impoverishing expenditure, payment coping mechanisms and low willingness to pay. Others explored commonly available financial protection interventions: universal public financing and health insurance. Other studies evaluated how best to simultaneously achieve health benefits, financial protection, equity and efficiency in surgical care delivery. Several articles cut across multiple themes. The eight thematic clusters and selected illustrative studies are presented below:

Financial barriers to accessing surgical care

The 55 articles in this cluster investigated patient-reported obstacles or challenges to surgical care and reported ‘costs’ or ‘lack of finances’ as a major reason for not seeking32 and for not obtaining surgical care (following recommendation)33 34 and as a reason for experiencing delays in accessing26 35 or dropping out of the surgical continuum of care.36 37 In a population-based survey to assess the surgical burden of diseases in Uganda, 66% of the people living with treatable surgical conditions cited cost as the reason for not seeking care.32 A systematic review of barriers to cataract surgeries in Africa cautioned against face value interpretation of such findings, as ‘costs’ are sometimes convenient masks for factors other than inability to pay, such as unwillingness to pay and complex family decision-making dynamics.38

Transport cost barrier

Closely related to the above financial access barriers, 12 articles highlighted the particular challenges presented by transport costs to accessing surgical care, even in situations where medical treatments are provided free of charge. In interviews and focus group discussions with 64 patients living with lymphatic filariasis in Ahanta West District of Ghana, 64% cited indirect costs (transport and loss of wages) as the most prohibitive factor to seeking care, despite the cost of surgery being covered under the National Health Insurance Scheme (NHIS).39

OOP and catastrophic and impoverishing expenditures

Twenty-six publications explored OOP and catastrophic or impoverishing expenditure incidences and reported high rates. In a study that modelled global country-level comparison of the financial burden of surgery, the risk of financial hardship from surgery was highest in SSA, with up to 90% of patients facing the risk of catastrophe and up to 100% at risk of impoverishment.40 Despite that health services are provided free of charge at public facilities in Malawi, 90%–97% of patients with hernia still suffer catastrophic expenditures.41

Patient coping mechanisms and economic consequences of OOP payments

Twelve articles provided insights into how households of surgical patients mobilise resources for OOPs as well as the adjustments they make in their daily lives to cope with the impact. Despite the free obstetric care policy in Malawi, 31% of the women who receive such care borrow money, 24% sell assets, 17% use their savings, while others get help from family members abroad (17%) or their local social network (12%).42 Reported compromises in every day spending in the face of catastrophic surgical expenditure include decreases in food consumption42 43 and withdrawal of wards/children from school,42 44 even as some households remain in debts several years after the surgery.42 43

Willingness to pay (WTP)

Three articles investigated the willingness of surgical patients to pay for services. Even though most of the patients surveyed were willing to pay ‘something’, their WTP was usually lower than the actual cost of getting the surgery.45 46 For instance, in a hospital-based survey of patients who had received free surgery in Malawi, participants expressed willingness to pay a median of US$3, which was substantially lower than US$60, the estimated combined cost of screening, transport, feeding, accommodation, medicines and surgery.46 Studies showed that WTP for surgical services increases remarkably with counselling on the benefit47 and actual cost of the surgery,38 and increased trust in providers.38

Universal public financing (UPF) or free services

In a bid to protect patients from financial hazards, governments in SSA have often abolished user fees in public hospitals, either for all or certain categories of care. Twenty-three articles evaluated the implementation or the effects of such measures on service utilisation and/or financial protection.

Free maternal and under-five care in Sierra Leone was associated with a five-fold increase in the volume of paediatric surgeries in the 20 months after its introduction compared with 20 months before at a public tertiary hospital; above-five surgeries increased by only 17%.48 Perhaps partly reflecting differences in methodologies, conflicting reports were obtained on the effects of fee removal on caesarean section rates, with various studies reporting nil impact,49 50 increases51 and (possibly supplier-induced) excessive caesarean section (CS) rates.52

Several papers reported significant financial hazards despite the free care policies, due to informal direct medical costs, indirect medical costs (particularly transportation) or both. Patients often encountered informal direct medical OOPs due to frequent drug stockouts, equipment breakdowns, unofficial fees44 51 53–55 or outright bribery of health workers to ‘facilitate’ access to so-called free care.51 52 56 57

The failure of UPF programmes across SSA to provide adequate financial protection has had adverse implications for equitable access to care, as evidenced in six studies. Pro-rich inequities were documented in use of CS several years after introduction of free obstetric care policies in Ghana,58 59 Mali60 61 and Benin.61

Valuable insights were gained into the challenges confronting successful implementation of UPF policies. Poor funding and delayed or incomplete hospital reimbursements were commonly reported,54 62 as were poor supervision and accountability mechanisms,62 63 lack of clarity on policy provisions, for example, which items or services should be paid for by patients,56 63 poor specification and targeting of beneficiaries,52 demotivation of hospital workers due to declines in hospital finances,54 and resistance among health professionals manifesting as ‘rent-seeking’ and corrupt practices to augment sagging personal incomes.52 56 62

Health insurance

Twenty-three articles provided insights into health insurance coverage and the degree of protection it provides for surgery patients in SSA. Health insurance coverage rates among cross-sections of emergency surgery patients studied were generally poor: about 3% in Nigeria,64 6% in Mali,65 8% in Tanzania,66 17% in Madagascar67 and 23% in Kenya.68 Coverage rates stood out in Ghana (67%), courtesy of National Health Insurance Fund (NHIF),69 and Rwanda (98%) with its Community Health Insurance Fund (CHIF).70 Instructively, higher rates were reported among elective surgery patients—45% in Nigeria71 and Tanzania,72 and 90% in Kenya73—indicating a disproportionately higher uptake of elective services by the insured who are mostly the better off, at the expense of the poor.71 72 This review found evidence of some level of financial protection from health insurance. For instance, in a study among surgical patients admitted over a period of 8 months at a teaching hospital in Ghana, 58%–87% of insured patients faced catastrophic expenditure compared with 83%–98% among the uninsured. The insured spent an average of 39% of their annual income on care compared with 61% for the uninsured.74 Like the UPF programmes however, concerns of inequities remain.75

Various studies reported specific challenges associated with national health insurance schemes in SSA. In Nigeria for instance, NHIS is considered bureaucratic and elitist, covering only civil servants and people of higher social status.27 71 Beneficiaries have also reported lack of clarity about what services are covered or not, as well as confusion about payment and reimbursement mechanisms.27 From the provider perspective, there have been worries about NHIS reimbursement rates being lower than the actual service costs, forcing some private providers to exit the programme, as well as delays in reimbursements which affect running of the facility.71 76 Another major and common challenge recorded was shallowness of benefit coverages. Even though the insured had lower chances of catastrophic expenditure, a large proportion of them still suffered catastrophes74 and still employed ‘extreme’ payment coping strategies.43 Although poor awareness of NHIF was noted as an issue in SSA, studies indicate patient education and sensitisation again make a huge difference.77

Balancing financial protection, equity and efficiency

An extended cost-effectiveness analysis by Shrime et al78 evaluated the health, financial and equity impacts of nine common NGO and government strategies towards improving access to surgery in Uganda. It showed that only mobile surgical programmes and policies that simultaneously address surgical service scale-up (providers), OOP expenditure for surgery and (the often ignored) transport cost can provide health and financial benefits, equitably and efficiently, simultaneously. A similar study in Ethiopia arrived at the same conclusion.79

Purchasing/Provider payment

Five articles had findings related to the purchasing function. Surgery providers in public institutions in SSA are generally salaried workers,80 81 but poor remuneration is widespread. In a multicentre survey of 41 paediatric surgeons across 11 Francophone countries in SSA, the average salary in 2008 was just about 450 Euros per month (ranging from 120 to 1400 Euros).81

Two studies explored the effect of payment mechanisms on hospital operations. A before-and-after study in Burkina Faso showed that both government and household expenditure on CS increased after the free delivery policy changed from retrospective fee-for-service payment to prospective fee-for-service payment.82 The other study showed that the introduction of performance-based financing at DHs in Rwanda was associated with an increase in the number of CS from 60 to 140 per quarter over a 5-year period.83

Discussion

Today, domestic resource mobilisation for surgery in SSA is grossly deficient due to the double jeopardy of an overall constrained fiscal space for health and poor political prioritisation of surgery. Using Shiffman and Smith’s analysis framework for assessing global health priorities, Frimpong-Boateng and Edwin30 attributed the neglect to ‘the failure to communicate a clear policy need using powerful ideas that take advantage of the political contexts of the times’. There is clearly a need for champions, including practitioners, scholars, public servants and professional societies who would leverage political affiliations and use empirical evidence to project surgery into political consciousness at different levels, as has been witnessed in the few countries that have adopted NSOAPs.6 84 85

Another direct consequence of the national level neglect of surgery in SSA is the literature lacuna on surgical allocations and expenditures, as revealed in this review, contrary to the LCGS recommendations. In a further search for possible insights, we reviewed five SSA NSOAPs that were accessible via Google (Ethiopia, Nigeria, Rwanda, Tanzania and Zambia) and found that none had any data related to national financial allocations to surgery or actual expenditures, while only the Nigeria and Rwanda NSOAPs had information on hospital allocations to surgery. This finding is neither new nor limited to SSA: Meara et al2 reviewed 958 national health accounts published between 1996 and 2010 in LMICs and reported that only Georgia and Kyrgyzstan routinely reported expenditures on surgery2; and a 2015 systematic review of UHC programmes in LMICs showed surgeries were systematically excluded from national UHC packages.86 This limited evidence shows the lack of substantial progress, 5 years after the LCGS recommendations, suggesting minimal scholarly interest in the subject. The upward trend recorded in the volume of studies from 2015 is nonetheless welcome and should be sustained and intensified.

Poor pooling functions across SSA mean that access to surgical care still correlates strongly with socioeconomic status, resulting, among the poor, in disinclination to seek care, catastrophic expenditures for those who dare to seek care, disruptions in care stream and consequential inequities in health outcomes affecting especially the poor. The successes recorded with CHIF in Rwanda87 and NHIF in Ghana88 might serve as examples to be built on by other countries. Meanwhile, as laudable as health insurance and UPF interventions are, the most important message from this study is that just removing or subsidising user fees is not enough. Aside from the associated technical complexities that must be addressed, numerous other non-medical cost elements hampering universal access to surgical care remain, including transport, food, accommodation and loss of earnings. As such, even if all the direct medical costs were covered at the national or facility level, some patients would remain simply too poor to obtain even ‘free’ surgical care.89 The particular contexts of low-income countries ought to be understood and addressed appropriately using more comprehensive policy designs.

This study reveals important priorities for future research. First, there is a need to explore the current national level mobilisation and allocation patterns and track the available resources throughout the system to inform best policy directions.7 Second, numerous studies have established the vulnerabilities faced by the poor due to inadequacies in protection measures, but few have explored optimal financial protection strategies given the socioeconomic realities in SSA.78 90 More evidence in this regard will aid contextualised policy formulation. Further, the literature is particularly scanty on the purchasing aspects of surgical services: a deeper understanding of interactions between hospital reimbursement patterns and personnel remuneration systems on one hand and surgical service delivery on the other hand will engender value-based purchasing mechanisms and ensure maximisation of surgical output with the limited available resources.2 Lastly, as national and subnational governments in SSA continue to pursue free obstetric care policies, the literature remains divided on their exact impacts on CS rates. More rigorous studies are recommended to resolve the conflicts and explore the factors that may account for different outcomes in different countries.

Wide variations found in approaches to the estimation of catastrophic expenditures across the articles call for a special note. Health expenses are described as ‘catastrophic’ if they exceed a certain threshold proportion of household income/expenditure or capacity to pay,91 but lack of unanimity remains in the thresholds applied.42 91 In addition, cost elements considered in the calculations also differed, with some covering only direct medical cost,40 64 others including direct non-medical costs29 67 and still others extending to indirect costs.41 53 92 Moreover, definitions of direct and indirect costs were inconsistent. Given the cardinal position this metric has assumed in financial protection analyses, uniformity in approaches is particularly imperative, and to achieve this, we advocate adherence to the definition and methodology adopted by the WHO and the World Bank for indicator 3.8.2 of the sustainable development goals, which monitors the financial protection dimension of universal health coverage.93 94

Limitations

The first limitation of this study is that associated with scoping reviews generally, which is that they often do not evaluate the quality of the evidence presented, thus putting the results at a high risk of bias and diminishing the possibilities of drawing definitive conclusions therefrom. Further, while our study aimed to collate findings from different countries for the consumption of policymakers and stakeholders in individual countries, it is not clear to what extent findings or policy lessons from one country could be applicable in another country. Overall, however, we think that the use of two parallel reviewers and an arbiter, in line with best practices, improved the quality of the work and that the work nonetheless provides some useful insights for policymakers across SSA.

Conclusion

This study has provided a situational analysis of financing of surgery and anaesthesia in SSA while summarising the current knowledge on the subject. The resources available for surgery are limited due in part to the neglect of surgery in national priorities, making it difficult for hospitals to provide the full package of surgical services. Surgery services are unaffordable for the great majority of populations, resulting in financial catastrophes and/or impoverishments. Findings in this review could guide national policy makers in SSA, especially those implementing or developing NSOAPs, in adopting more comprehensive and inclusive measures to enhance access to SOA services, while steering research towards critical unanswered questions.

Data availability statement

Data are available upon reasonable request.

Ethics statements

Patient consent for publication

Acknowledgments

We are grateful to Dr Henk Broekhuizen (Department of Social Sciences, Wageningen University) for his help in the conceptualisation of the study. We also wish to appreciate information specialists Elmie Peters and Dr On Ying Chan of Radboud University Medical Library, and Paul Murphy of Royal College of Surgeons in Ireland (RCSI) Library, for their technical assistance in the development and execution of the literature search strategy; and Jos Peters of Radboud University Medical Library who assisted in the acquisition of the full texts of the articles.

References

Supplementary materials

  • Supplementary Data

    This web only file has been produced by the BMJ Publishing Group from an electronic file supplied by the author(s) and has not been edited for content.

Footnotes

  • Twitter @Martilord

  • Contributors MI conceived the study. MI, EA and LB designed the study, conducted the search and analysed the data. MI and EA drafted the first manuscript. MI, EA, MS, JG, CP, JK, EB, RBrugha, RBaltussen and LB contributed to data interpretation, and critically reviewed and edited the first draft. MI, EA, MS, JG, CP, JK, EB, RBrugha, RBaltussen and LB read and approved the final manuscript. LB supervised the study.

  • Funding This work was supported by European Commission’s Horizon 2020 Framework Programme, under grant agreement no: 733391, as part of the Scaling up Safe Surgery for District and Rural Populations in Africa (SURG-Africa) project.

  • Competing interests None declared.

  • Provenance and peer review Not commissioned; externally peer reviewed.

  • Supplemental material This content has been supplied by the author(s). It has not been vetted by BMJ Publishing Group Limited (BMJ) and may not have been peer-reviewed. Any opinions or recommendations discussed are solely those of the author(s) and are not endorsed by BMJ. BMJ disclaims all liability and responsibility arising from any reliance placed on the content. Where the content includes any translated material, BMJ does not warrant the accuracy and reliability of the translations (including but not limited to local regulations, clinical guidelines, terminology, drug names and drug dosages), and is not responsible for any error and/or omissions arising from translation and adaptation or otherwise.

Request Permissions

If you wish to reuse any or all of this article please use the link below which will take you to the Copyright Clearance Center’s RightsLink service. You will be able to get a quick price and instant permission to reuse the content in many different ways.