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Anemia and red blood cell transfusion in neurocritical care

Critical Care volume 13, Article number: R89 (2009) Cite this article

Abstract

Introduction

Anemia is one of the most common medical complications to be encountered in critically ill patients. Based on the results of clinical trials, transfusion practices across the world have generally become more restrictive. However, because reduced oxygen delivery contributes to 'secondary' cerebral injury, anemia may not be as well tolerated among neurocritical care patients.

Methods

The first portion of this paper is a narrative review of the physiologic implications of anemia, hemodilution, and transfusion in the setting of brain-injury and stroke. The second portion is a systematic review to identify studies assessing the association between anemia or the use of red blood cell transfusions and relevant clinical outcomes in various neurocritical care populations.

Results

There have been no randomized controlled trials that have adequately assessed optimal transfusion thresholds specifically among brain-injured patients. The importance of ischemia and the implications of anemia are not necessarily the same for all neurocritical care conditions. Nevertheless, there exists an extensive body of experimental work, as well as human observational and physiologic studies, which have advanced knowledge in this area and provide some guidance to clinicians. Lower hemoglobin concentrations are consistently associated with worse physiologic parameters and clinical outcomes; however, this relationship may not be altered by more aggressive use of red blood cell transfusions.

Conclusions

Although hemoglobin concentrations as low as 7 g/dl are well tolerated in most critical care patients, such a severe degree of anemia could be harmful in brain-injured patients. Randomized controlled trials of different transfusion thresholds, specifically in neurocritical care settings, are required. The impact of the duration of blood storage on the neurologic implications of transfusion also requires further investigation.

Introduction

A key paradigm in the management of neurocritical care patients is the avoidance of 'secondary' cerebral insults [1–3]. The acutely injured brain is vulnerable to systemic derangements, such as hypotension, hypoxemia, or fever, which may further exacerbate neuronal damage [4–7]. Thus, critical care practitioners attempt to maintain a physiologic milieu that minimizes secondary injury, thereby maximizing the chance of a favorable functional and neurocognitive recovery.

Anemia is defined by the World Health Organization as a hemoglobin (Hb) concentration less than 12 g/dl in women and 13 g/dl in men [8]. It is one of the most common medical complications encountered in critically ill patients, including those with neurologic disorders. About two-thirds of patients have Hb concentrations less than 12 g/dl at the time of intensive care unit (ICU) admission, with a subsequent decrement of about 0.5 g/dl per day [9–12]. The etiology of ICU-acquired anemia is multifactorial. Systemic inflammation reduces red blood cell (RBC) development by blunting the production of erythropoietin and interfering with the ability of erythroblasts to incorporate iron [13–17]. RBC loss is accelerated by frequent phlebotomy, reduced RBC survival, and occasional hemorrhage. Large volumes of fluid used during resuscitation, with resultant hemodilution, may also contribute to early reductions in Hb levels [18–22].

Anemia can easily be corrected with the use of allogeneic RBC transfusions. The proportion of patients receiving blood during their ICU stay varies from 20 to 44%, and those who are transfused receive an average of as many as five units [10, 11, 23, 24]. However, two multi-center, randomized controlled trials (RCTs) and two large observational studies have shown the liberal use of blood transfusions, with the goal of maintaining relatively arbitrary Hb concentrations (e.g. 10 g/dl), to not only be ineffective at improving outcomes, but also potentially harmful [10, 11, 25, 26]. Still, because impaired oxygen (O2) delivery is thought to be an important factor in secondary brain injury, it remains uncertain whether these findings can be broadly applied to neurocritical care patients. Accordingly, it remains common practice for clinicians to set target Hb levels at a minimum of 9 to 10 g/dl in this setting [27–29].

Materials and methods

To describe the physiologic and clinical implications of anemia and transfusion in neurocritical care patients, we used the OVID interface to search MEDLINE from its inception until March 9, 2009. We combined the following MESH headings: (anemia OR blood transfusion OR hemodilution OR hematocrit OR hemoglobins) AND (stroke OR craniocerebral trauma OR subarachnoid hemorrhage OR cerebral hemorrhage OR cerebrovascular circulation OR cardiac surgical procedures OR coronary artery bypass). This search yielded 2137 English language publications dealing primarily with adults (>18 years old). Each abstract was reviewed, and both human and animal studies assessing the impact of anemia, hemodilution, or the use of RBC transfusions on a physiologic or clinical outcome were chosen for more detailed review. Relevant review articles and case reports were also included, and the references of selected papers were screened for additional publications. Clinical studies involving specific groups of neurocritical care patients were selected for inclusion in evidentiary tables.

Results and discussion

Physiologic implications of anemia

Cerebral blood flow and oxygen delivery

The amount of oxygen reaching specific organs is the product of local blood flow and the arterial oxygen content (CaO2). The latter is dependent on the Hb concentration and the degree to which it is saturated with O2 (SaO2), with a small amount of O2 also dissolved in blood. Thus, global systemic O2 delivery can be expressed by the following equation:

O2 delivery to the brain can be conceptualized using the same equation, but by substituting cerebral blood flow (CBF) for cardiac output (CO). Flow through the cerebral vasculature is determined by the cerebral perfusion pressure (CPP), the length and caliber of the vessels, and the viscosity of blood, as described by the Hagen-Poiseuille equation:

Regulation of CBF and cerebral O2 delivery in response to physiologic stressors is achieved largely by homeostatic variations in the caliber of cerebral vessels (the 'r' in the above equation; Figure 1).

Figure 1
figure 1

Physiologic parameters influencing cerebral blood flow (a) The effects of mean arterial blood pressure (MAP) (solid line = normal autoregulation; dashed line = deranged autoregulation), (b) cerebral metabolic rate (CMRO2), (c) partial pressure of carbon dioxide (PCO2), (d) partial pressure of oxygen (PO2) and arterial oxygen content (CaO2) (solid curved line = PO2; dashed line = CaO2) are shown. CBF = cerebral blood flow.

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CPP is the difference between mean arterial pressure and cerebral venous pressure; intracranial pressure is widely used as a surrogate for the latter. The response of the cerebral vasculature to changes in CPP is referred to as CBF autoregulation ('pressure-reactivity'). Cerebral arterioles vasoconstrict in response to raised CPP and vasodilate when there are reductions, thereby maintaining constant CBF (Figure 1a). Autoregulation is sometimes impaired in neurocritical care patients, such that CBF becomes directly dependent on CPP, making the brain more vulnerable to both hypo- and hyperperfusion [30–32].

There are numerous other stimuli that may modify cerebral vascular resistance and CBF. Both global and regional CBF are tightly coupled to metabolism. Thus, physiologic changes that lead to a reduction in cerebral metabolic rate (CMRO2) (e.g. hypothermia or sedation) will also proportionally reduce CBF (Figure 1b). In addition, CBF is influenced by variations in the partial pressures of carbon dioxide (PCO2; 'CO2-reactivity'), and to a lesser degree, O2 (PO2) (Figures 1c, d). CBF increases in response to a decrease in PO2, although this effect is probably minimal until the level approaches 60 mmHg [30].

In response to worsening anemia, neuronal O2 delivery is initially preserved both by the systemic cardiovascular response and mechanisms that are more specifically neuroprotective.

Cardiovascular response to anemia

A falling Hb concentration is sensed by aortic and carotid chemoreceptors, resulting in stimulation of the sympathetic nervous system, which in turn raises heart rate and contractility, thereby augmenting CO [33–35]. The reduction in blood viscosity results in a corresponding reduction in afterload, as well as enhanced flow through post-capillary venules, greater venous return, and increased preload [36–38]. Thus, stroke volume, CO, and blood pressure (as well as CPP) increase in response to isovolemic anemia. Tissues are further protected from falling O2 delivery because of their capacity to increase O2 extraction and maintain constant O2 consumption. In the brain, irreversible ischemia may not occur until the O2 extraction fraction (OEF) exceeds 75% [39–43]. Systemic anaerobic metabolism does not develop until the Hb concentration falls well below 5 g/dl in otherwise healthy individuals [44]. On the other hand, many neurocritical care patients have concomitant cardiac disease and left ventricular dysfunction which may prevent an appropriate increase in CO in response to sympathetic stimulation. This is commonly the case even in the absence of pre-existing heart disease; for example, among patients with acute 'high-grade' aneurysmal subarachnoid hemorrhage (SAH) (Hunt-Hess grades 3 to 5), more than one-third have regional left ventricular wall motion abnormalities detectable by echocardiography [45].

Cerebrovascular response to anemia

Apart from the increased flow produced by higher CPP and lower blood viscosity, anemia also induces cerebral vasodilatation [46–48]. When Hb (and therefore CaO2) falls, there appears to be a disproportionate increase in CBF in relation to other organs (Figure 1d) [49]. The mechanisms underlying this increase in vessel caliber are still being clarified, but include some of the same factors involved in CBF pressure-autoregulation; these have recently been reviewed in detail [46]. Importantly, anemia results in upregulation of nitric oxide (NO) production by perivascular neurons and vascular smooth muscle surrounding cerebral blood vessels. The importance of these pathways is supported by the observation that inhibition of NO synthase blunts hypoxia- and anemia-induced cerebral vasodilatation [50–52]. However, additional factors are undoubtedly involved [53–55]. Sympathetic β2 receptor stimulation is an example of one such mechanism that contributes to vasodilatation and maintenance of CBF [56]. Other biochemical mediators that are upregulated in the brain in response to anemia include vascular endothelial growth factor, hypoxia inducible factor 1α, and erythropoietin [46, 57]. Although it seems likely that these mediators are neuroprotective, it remains possible that they could also have harmful pathophysiologic effects [46].

Compensatory mechanisms eventually fail

As anemia worsens, the resultant increases in CBF and OEF eventually become insufficient to overcome the reduced CaO2 produced by a low Hb concentration (Figure 2). The point at which this threshold is reached is not clear and probably varies somewhat between patients. A sophisticated mathematical model based on animal data suggested that CMRO2 is well preserved in normal brain, even with severe reductions in Hb concentration. In contrast, penumbral brain appears to be much more vulnerable, with O2 delivery and CMRO2 progressively declining as Hb falls below 10 to 12 g/dl [58–62]. As with cerebral ischemia, impairment of the usual protective mechanisms induced by anemia has also been demonstrated as a result of brain trauma [63].

Figure 2
figure 2

Effects of falling hemoglobin concentration on cerebral oxygen delivery. With mild hemodilution, it is theoretically possible that the resultant increase in cerebral blood flow (CBF) can raise overall O2 delivery. However, with further decrements in hemoglobin, the increment in CBF is insufficient to overcome the reduction in arterial oxygen content (CaO2).

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A study of euvolemic hemodilution in healthy human volunteers confirmed that even profound anemia (Hb about 5 g/dl) was relatively well tolerated; however, subtle abnormalities in neurocognitive testing began to emerge when Hb concentrations fell below 7 g/dl [64, 65]. The co-existence of other physiologic stressors may also make anemia less tolerable; for example, experimental studies have found that cerebral O2 delivery is preserved in the presence of both severe anemia and hypotension individually, but not when they are both present [66, 67]. Additionally, anemia-induced cerebral vasodilatation appears to interfere with the usual response to variations in PCO2 [47, 68–70]. These observations raise concerns that relatively inadequate O2 delivery could occur at Hb levels well above 7 g/dl in critical care patients with cerebrovascular disease, pre-existing central nervous system pathology (e.g. an ischemic or 'traumatic' penumbra) or deranged regulation of CBF. Thus, there is strong physiologic rationale for believing that a restrictive transfusion threshold of 7 g/dl, although clearly safe in many critical care patients [25, 26], may not be without risk in neurocritical care patients.

Risks of red blood cell transfusion

Even if anemia is harmful, this does not necessarily prove that liberal use of allogeneic RBCs to normalize Hb concentrations is justified. Emerging data indicates that stored blood has important differences from patients' own blood. A number of changes occur over time as RBCs are being stored; some of these alterations could have important implications after transfusion, and they are collectively referred to as the 'storage lesion'. Biochemical changes include reductions in ATP, loss of membrane phospholipids, and oxidative damage to proteins. The consequence is a gradual change in RBC appearance from the usual biconcave discs to irreversibly deformed and stellate-shaped spheroechinocytes [71, 72]. Loss of RBC membrane function, as well as an increased tendency to adhere to endothelium, may interfere with microcirculatory flow [72, 73]. RBC 2-3-diphosphoglycerate levels become depleted to the point of being essentially undetectable after one week of storage. Although levels are usually restored within 24 to 72 hours after transfusion, the transiently increased binding affinity of Hb interferes with the release of O2 for use by tissues [74].

Thus, although blood transfusions are generally given with the intention of raising O2 delivery, the storage-induced changes may prevent RBCs from achieving their intended purpose. For example, studies using gastric tonometry parameters as a surrogate for mesenteric perfusion have not shown improvements following transfusion [75, 76]. Similarly, RBCs also appear to have little effect on skeletal muscle O2 tension in postoperative patients or on global O2 consumption in the critically ill [77, 78].

Transfusion-related acute lung injury is now the most common cause of transfusion-related mortality reported to the Food and Drugs Administration [79]. Transfusion may have immunosuppressive effects, which are thought to be due to concomitant white blood cell transmission. Several studies have suggested a link between the use of allogeneic RBCs and both nosocomial infections and acute respiratory distress syndrome [80–83]. Alternatively, RCTs, where well-matched groups were transfused with differing intensities, have not yet convincingly confirmed these associations [25, 26]. Furthermore, the risk of complications may be less since the implementation of universal leukoreduction in many jurisdictions [84].

It has been suggested that the use of fresher blood might further minimize the risks of transfusion, while also maximizing their physiologic effect. Results have been conflicting, and there is little data specifically in neurocritical care patients [71, 75, 76]. A recent animal study found fresh blood to be more effective at raising brain tissue oxygen tension (PbtO2) and preserving CBF in comparison to stored blood [85]. Alternatively, Weiskopf and colleagues performed isovolemic hemodilution to Hb concentrations of 55 to 74 g/L in healthy volunteers and then transfused them with autologous blood stored for either less than five hours or more than 14 days; neurocognitive test performance did not differ between the two groups [86].

Anemia and RBC transfusion in specific neurocritical care settings

The importance of ischemia in causing secondary brain injury appears to vary for different neurocritical care conditions. For example, cerebral vasospasm and delayed infarction are major causes of neurologic deterioration in the two weeks following a ruptured cerebral aneurysm [87, 88]. In contrast, the frequency and relevance of cerebral ischemia in the pathophysiology of traumatic brain injury (TBI) or intracerebral hemorrhage (ICH) continue to be debated [40, 89–91]. Accordingly, the significance of anemia and optimal transfusion thresholds may not be consistent from one condition to the next.

Lessons from cardiac surgery

A great deal of what is known about the neurologic effects of anemia has been reported in the cardiac surgical literature. A substantial proportion of patients undergoing cardiac surgery receive blood transfusions, even though large volume hemorrhage is comparatively less common [92]. Perioperative stroke occurs in 1 to 6% of patients and is strongly associated with greater morbidity and mortality [93, 94]. An even larger proportion (≥50%) develops at least transient neurocognitive dysfunction that is likely to be, at least in part, due to cerebral ischemia [95, 96]. Thus, the prevention and treatment of cerebral ischemia is of major concern in the perioperative period.

We identified 12 studies assessing the association between perioperative Hb concentrations and subsequent neurologic complications (Table 1). When defined as an Hb concentration less than 12.5 g/dl, about one-quarter of patients are anemic preoperatively [97]. Blood loss and hemodilution during cardiopulmonary bypass usually lead to nadir intraoperative Hb concentrations of 7.0 to 8.5 g/dl; levels at ICU admission are typically 8.5 to 9.5 g/dl [98]. Several, but not all, studies have suggested that the degree of Hb reduction is an independent predictor of stroke, delirium, neurocognitive dysfunction, and other adverse outcomes [97–108] (Table 1). Although it has not been proven with certainty that these relations are causative, it seems prudent to avoid major reductions in Hb as best as possible with relevant blood-conservation strategies [109–113].

Table 1 Adult studies assessing the association between anemia and the development of perioperative stroke or cognitive dysfunction among patients undergoing cardiac surgery
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A recent RCT involving 121 elderly patients undergoing coronary artery bypass compared two intraoperative hematocrit targets (15 to 18% vs. ≥ 27%) [102]. The study was terminated early because of high complication rates in both groups; however, a greater degree of postoperative neurocognitive dysfunction was observed among patients managed with more extreme hemodilution. In addition, although not necessarily directly applicable to adults, further evidence that excessive hemodilution may have harmful neurologic effects comes from the neonatal literature. Combined data from two RCTs suggested that hematocrit levels below 23.5% during cardiopulmonary bypass were associated with impaired psychomotor development at one year of age [114–116].

Whether using RBC transfusions to maintain higher perioperative Hb levels helps avoid neurologic complications remains uncertain. For example, although Karkouti and colleagues found nadir hematocrit levels during cardiopulmonary bypass to be a predictor of stroke in a multivariable analysis, the same was also true for the perioperative use of transfusions [105]. An association between transfusion and focal or global neurologic deficits has been confirmed in numerous other studies (Table 2) [117–125].

Table 2 Adult studies assessing the association between transfusion and the development of perioperative stroke or cognitive dysfunction among patients undergoing cardiac surgery
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One study compared clinical outcomes, including the risk of perioperative stroke, between 49 Jehovah's Witnesses who underwent cardiac surgery without blood products and a matched control group of 196 patients, in whom RBC transfusions were used. No significant differences were observed; however, only nine patients in total experienced a stroke, such that this study lacked statistical power to detect a difference. The severity of anemia in Jehovah's Witness patients was not reported [123].

In a large, single-center, retrospective study, Koch and colleagues explored whether the association between RBCs and worse outcomes could be related to the duration of blood storage. Outcomes were compared among cardiac surgical patients depending on whether they were transfused with exclusively 'newer' (≤14 days old; median 11 days) or 'older' (>14 days old; median 20 days) blood during the perioperative period [126]. In-hospital mortality and postoperative complications, including sepsis, renal failure, and need for mechanical ventilation, were greater among patients receiving older blood. However, there was no significant difference in the incidence of stroke and coma.

In summary, there remains uncertainty concerning optimum Hb levels for neuroprotection of patients undergoing cardiac surgery. Many intensivists routinely employ a postoperative transfusion threshold of 7 g/dl, although this may not be the optimum Hb level for the avoidance of neurologic complications. By necessity, the recommendations of published consensus guidelines are relatively non-specific, and state that it is "not unreasonable to transfuse red cells in certain patients with critical noncardiac end-organ ischemia whose Hb levels are as high as 10 g/dl" [111]. Funding was recently secured in the UK for a multi-center RCT comparing transfusion triggers of 7.5 vs. 9 g/dl [92].

Traumatic brain injury

The majority of patients dying from severe TBI have histologic evidence of ischemic damage [127]. Early global CBF reductions occur in many patients, often to levels that are considered to be in the ischemic range [128, 129]. Reductions in both jugular venous O2 saturation (SjvO2) and PbtO2 are not only common, but their frequency and depth are predictive of worse outcomes [130–133]. However, the fall in CBF may be appropriate for a corresponding drop in metabolic rate [134, 135]. Recent studies using positron emission tomography (PET) have suggested that although ischemia does occur, it is less common than previously thought. Furthermore, much of the 'metabolic distress' detected by multimodal monitoring (SjvO2, PbtO2, and microdialysis parameters) is not necessarily attributable to classical ischemia [39, 134, 135].

On the other hand, there appears to be a great deal of regional heterogeneity in CBF and CMRO2 [136]. Even if the overall ischemic brain volume is relatively small, certain vulnerable regions may still benefit from enhanced O2 delivery [137]. As with cardiac surgical patients, relatively extreme reductions in Hb are likely to be deleterious. A recent animal model found that although isovolemic hemodilution to Hb concentrations of 5 to 7 g/dl resulted in an overall increase in CBF, it produced larger contusion volumes, more apoptosis, and lower PbtO2 [138].

Potentially beneficial physiologic effects of transfusion have been shown in four studies of patients with severe TBI [139–142], each of which demonstrated that PbtO2 increases following the administration of RBCs (Table 3) [139]. However, this increment was inconsistent, relatively small and often of questionable clinical importance. Of concern, in some cases there was even a reduction in PbtO2. It is possible that some of the variation in the cerebral effects of transfusion could be, in part, attributable to the variable age of transfused blood. Leal-Noval and colleagues recently found that only those patients having received RBCs less than 14 days old had a statistically significant improvement in PbtO2 one hour after transfusion [141]. Although these results are intriguing, they are too premature to influence clinical practice and require confirmation in larger studies. Just because PbtO2 rises, does not necessarily mean that CMRO2 has increased. On the contrary, Zygun and colleagues found no improvement in cerebral lactate to pyruvate ratio (LPR – a marker of ischemia and 'metabolic distress') in response to transfusion, despite an increment in PbtO2 [142].

Table 3 Clinical studies assessing the impact of anemia or RBC transfusions on P bt O 2 and other physiologic parameters in brain-injured patients
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In a retrospective study of 169 patients with TBI, Carlson and colleagues found nadir hematocrit levels to be associated with a worse Glasgow Outcome Scale at hospital discharge. However, the association between RBC transfusion and poor outcome was even stronger [143]. Other observational studies have reached similar conclusions (Table 4) [144–151]. Unfortunately, there are no large RCTs to guide practice at this time. The TRICC trial enrolled only 67 patients with severe TBI [150]. Although no statistically significant benefit from a liberal transfusion strategy was observed, this subgroup was too small to reach meaningful conclusions. Thus, the optimal use of RBCs in patients with severe TBI remains unclear. A recent survey found that practice across the USA is variable, and that the majority of clinicians believe a threshold of 7 g/dl to be too restrictive, especially in the presence of intracranial hypertension [27].

Table 4 Clinical studies assessing the association between hemoglobin concentrations, anemia, or transfusion and subsequent outcomes among patients with traumatic brain injury
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Subarachnoid hemorrhage

Narrowing of the cerebral vasculature (angiographic vasospasm) complicates about two-thirds of cases of SAH. Vasospasm most often emerges between days 3 and 14 after SAH and is the most important cause of secondary brain injury [87]. Evidence of cerebral infarction that was not present initially is observed in as many as 50 to 70% of survivors using magnetic resonance imaging (MRI) [152, 153]. Unlike other forms of stroke, the predictable risk of vasospasm and cerebral ischemia provides a unique opportunity for the provision of neuroprotection prior to the insult.

Three studies have assessed the association between daily Hb concentrations and eventual neurologic outcome [154–156]. Each of these demonstrated that patients with an unfavorable outcome consistently have lower Hb levels throughout much of the first two weeks in hospital (Table 5). The degree of decrement in Hb levels over time was also highly predictive of outcome [154]. Despite the use of multivariable analyses, there were numerous potentially confounding variables that could not be adjusted for. For example, patients who are 'sicker' tend to have more blood drawn for laboratory tests, have more invasive procedures performed, and tend to receive more intravenous fluids, all of which could contribute to lower Hb concentrations. Thus, the association between lower Hb and poor outcome has not conclusively been proven to be causative.

Table 5 Clinical studies assessing the association between hemoglobin concentrations, anemia, or transfusion and subsequent outcomes among patients with aneurysmal subarachnoid hemorrhage
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As in other settings, several studies have also shown a strong association between transfusion and unfavorable outcomes following SAH (Table 5) [28, 157–160]. One unconfirmed report suggested that the use of RBCs could contribute to the development of cerebral vasospasm, perhaps by promoting inflammation or depleting endogenous NO supplies [160]. A recent observational study found no difference in complications based on the transfusion of older (>21 days) compared with newer (≤21 days) units of blood, although this assessment was based on only 85 transfused patients [28].

Hemodilution, together with hypervolemia and hypertension, has been used as part of 'triple H therapy', a therapeutic strategy to improve CBF in patients with vasospasm [161]. One study used 133Xenon injections to assess global CBF in eight patients with SAH. As expected, isovolemic hemodilution from a mean Hb of 11.9 to 9.2 g/dl produced an increase in global CBF and a reduction in cerebral vascular resistance. However, the increase in CBF was not sufficient to overcome the reduction in CaO2, such that global O2 delivery fell and ischemic brain volume actually increased [162]. Complimentary findings were subsequently reported by Muench and colleagues, who used aggressive volume expansion on days 1, 3, and 7, which produced a concomitant reduction in Hb concentration ranging from of 1.3 to 2.0 g/dl. Although this intervention consistently produced a small increment in CBF, it actually caused a proportionally larger decline in PbtO2 (Table 3) [163].

More recently, Dhar and colleagues assessed the effects of transfusion in patients with SAH using PET [164]. PET scans were performed before and after the administration of one unit of RBCs to patients with pre-transfusion Hb concentrations less than 10 g/dl. Although no change in CMRO2 was observed, OEF dropped from 49 to 41%. Thus, it is possible that in vulnerable regions of the brain with relatively high OEF, RBC transfusions could help avoid irreversible infarction. Another recent study of 20 SAH patients found Hb concentrations less than 9 g/dl to be associated with lower PbtO2 and higher LPR [165].

In summary, there is now extensive data to suggest that even moderate degrees of anemia are associated with worse physiologic parameters and clinical outcomes in patients with SAH. However, it is not clear that the use of RBC transfusions can modify these associations. An adequately powered, RCT comparing different transfusion thresholds is urgently required, especially in light of the vulnerability of these patients to delayed cerebral ischemia and the frequency with which they develop anemia.

Ischemic stroke

Because of the known inverse relation between hematocrit and CBF, there has long been interest in the clinical use of hemodilution in the management of acute ischemic stroke [166]. Some studies have suggested that relatively high Hb concentrations may predispose to the development of strokes [167–173], as well as contribute to worse outcomes when cerebral ischemia occurs [174–177]. It is conceivable that increased viscosity could have a particularly deleterious effect on microvascular flow through the ischemic penumbra. Consistent with this notion, Allport and colleagues performed serial MRI scans in 64 stroke patients and found that a higher baseline hematocrit was independently associated with infarct growth and less chance of successful reperfusion [178].

The deleterious association with a higher hematocrit has, however, been inconsistent and largely observed at levels in excess of 45% (Table 6). Indeed, several studies have shown a U-shaped relation where low hematocrit levels are also associated with larger infarct size and worse outcomes [175, 177, 179–184]. The lowest risk of stroke and the best outcomes have generally been observed with mid-range hematocrit levels of about 42 to 45% [172, 175]. This range was also supported by a study using 133Xe to assess CBF in stroke patients, with the finding that cerebral O2 delivery was optimized at a hematocrit level of 40 to 45% [185]. Conversely, several animal studies have suggested that cerebral O2 delivery and neuroprotection are optimized at slightly lower hematocrit or Hb values, in the range of 30 to 36% and 10 to 12 g/dl, respectively [58, 186, 187]. Greater degrees of hemodilution consistently appear to be deleterious [188]. Some case reports have even described patients with relatively stenotic cerebral vessels who may have developed ischemic strokes directly attributable to anemia [189–191].

Table 6 Studies assessing the association between hemoglobin concentrations or anemia and subsequent clinical outcomes among patients with acute ischemic stroke
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Several RCTs and a meta-analysis have not shown any clear benefit to using hemodilution as a therapeutic strategy in acute ischemic stroke [192]. However, there was a great deal of heterogeneity in the methodology of these studies (timing of treatment, specific type and dose of plasma expander, target hematocrit). Although each study deliberately produced reductions in hematocrit with the use of colloids and/or phlebotomy, the reductions were relatively modest, generally not beyond 37 to 38% [192–196].

More recently, several animal studies and phase II human trials have suggested that hemodilution with relatively high doses of albumin may reduce infarct size and enhance the efficacy of thrombolytic therapy [197–200]. It is likely that this effect was observed, in part, because of the unique properties of albumin, rather than only hemodilution. In a phase II dose-finding study, the reduction in hematocrit induced by the highest doses of albumin averaged 6 to 10% [198, 199].

In summary, there is currently no routine role for hemodilution in the management of acute ischemic stroke. Whether transfusing anemic stroke patients with Hb concentrations lower than 9 to 11 g/dl is beneficial has not been well evaluated.

Intracerebral hemorrhage

There has been controversy regarding the importance of cerebral ischemia in causing secondary brain injury after ICH. Early studies had suggested that an expanding intracerebral hematoma could cause mechanical compression and vasoconstriction of the surrounding vasculature, thereby producing a 'perihematomal penumbra' [201–203]. Imaging with PET, CT perfusion scans, and MRI have confirmed that the majority of patients with ICH have a surrounding rim of hypoperfusion [91, 204–206]. The biochemistry of this region appears to be similar to that of traumatic cerebral contusions [207]. However, OEF is not increased in the perihematomal tissues, suggesting that this hypoperfusion is due to reduced cerebral metabolism, rather than true ischemia [91]. Thus, mild reductions in Hb concentration are unlikely to have a major impact in contributing to neuronal death. Nevertheless, it remains uncertain whether perihematomal tissues tolerate anemia as well as healthy brain.

Use of hemoglobin-based blood substitutes

Hb-based blood substitutes (HBBS) have theoretical advantages over other fluids in the resuscitation of neurocritical care patients, because they have the potential to achieve the CBF-enhancing effects of hemodilution, while concomitantly maintaining, or even raising, CaO2. Several animal studies performed in the setting of experimental ischemic stroke, TBI, and SAH-induced vasospasm have supported this concept [208–221]. Alternatively, free Hb may also have numerous deleterious effects, probably mediated, in large part, by scavenging of NO [222]. Although not all products are identical, a recent meta-analysis of RCTs suggested that their use is associated with an increased risk of death and myocardial infarction [223]. One phase II RCT involving 85 patients with ischemic stroke reported worse neurological outcomes with the use of diaspirin cross-linked Hb [224]. Of the five RCTs involving trauma patients, none specifically assessed the subgroup of patients with TBI, although the largest study reported no statistically significant interaction between HBBS and admission Glasgow coma scale on mortality [225–229]. Two of the three RCTs in the setting of cardiac surgery reported the occurrence of perioperative stroke; there were no differences between HBBS-treated and control patients [230, 231]. Thus, although the use of HBSS in neurocritical care should be further investigated, there is currently no role for the routine use of these products.

Conclusions

Anemia is common in neurocritical care patients, is associated with worse outcomes, and should be avoided as much as possible with blood conservation strategies. Although Hb concentrations as low as 7 g/dl are well tolerated by most critically ill patients [25], there is ample data from animal studies, as well as human physiologic and observational studies to suggest that such a severe degree of anemia could be harmful in the brain-injured patient. Thus, in our practice, we frequently transfuse selected patients with Hb concentrations less than 8 to 9 g/dl. However, because allogeneic RBCs have multiple potentially deleterious effects, it cannot be assumed that the use of transfusions to 'correct' Hb levels alters the association between anemia and adverse outcomes. The impact of the duration of blood storage on the neurologic implications of transfusion requires further investigation. Unfortunately, existing guidelines provide little guidance to clinicians in deciding when to transfuse anemic stroke and neurocritical care patients [232–236]; clearly, RCTs are needed.

Key messages

  • Despite an increment in cerebral blood flow, even moderate reductions in Hb concentration lead to less overall cerebral oxygen delivery, resulting in lower PbtO2 and 'metabolic distress' (higher OEF and LPR).

  • Although the relation has not been proven with certainty to be causative, anemia is consistently associated with worse outcomes among neurocritical care patients.

  • Despite some beneficial physiologic effects (increased PbtO2 and reduced OEF), it remains uncertain whether transfusion can improve cerebral metabolism and help salvage tenuous 'penumbral' brain tissue, thereby improving neurologic recovery.

  • Although a transfusion threshold of 7 g/dl is safe in many general critical care patients, it remains unclear if this is also true in neurocritical care patients.

  • The duration of red blood cell storage may have implications on the cerebral consequences of transfusion.

Abbreviations

CBF:

cerebral blood flow

CaO2:

arterial oxygen content

CMRO2:

cerebral metabolic rate

CO:

cardiac output

CO2:

carbon dioxide

CPP:

cerebral perfusion pressure

DO2:

oxygen delivery

Hb:

hemoglobin

HBBS:

hemoglobin-based blood substitutes

ICH:

intracerebral hemorrhage

ICU:

intensive care unit

LPR:

lactate to pyruvate ratio

MRI:

magnetic resonance imaging

NO:

nitric oxide

O2:

oxygen

OEF:

oxygen extraction fraction

PbtO2:

brain tissue oxygen tension

PCO2:

partial pressure of carbon dioxide

PET:

positron emission tomography

PO2:

partial pressure of oxygen

RBC:

red blood cell

RCT:

randomized controlled trial

SAH:

subarachnoid hemorrhage

SaO2:

oxygen saturation

SjvO2:

jugular venous oxygen saturation

TBI:

traumatic brain injury.

References

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Authors and Affiliations

  1. Departments of Critical Care Medicine &, Clinical Neurosciences, University of Calgary, Foothills Medical Center, 1403 29thSt. N.W., Calgary, AB, T2N 2T9, Canada

    Andreas H Kramer

  2. Departments of Critical Care Medicine, Clinical Neurosciences, & Community Health Sciences, University of Calgary, Foothills Medical Center, 1403 29thSt. N.W., Calgary, AB, T2N 2T9, Canada

    David A Zygun

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  1. Andreas H Kramer
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AHK was responsible for the conception and design of the study, the analysis and interpretation of the data, and the drafting and revision of the manuscript. DAZ was responsible for the analysis and interpretation of data, and the revision of the manuscript. Both authors approved the final version of the manuscript.

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Kramer, A.H., Zygun, D.A. Anemia and red blood cell transfusion in neurocritical care. Crit Care 13, R89 (2009). https://doi.org/10.1186/cc7916

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Critical Care

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