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Surgery
Research
Predictors of physical functioning after total hip arthroplasty: a systematic review
  1. L D Buirs1,
  2. L W A H Van Beers1,
  3. V A B Scholtes1,
  4. T Pastoors1,
  5. S Sprague2,
  6. R W Poolman1
  1. 1Department of Orthopaedic Surgery, Onze Lieve Vrouwe Gasthuis (OLVG), Amsterdam, The Netherlands
  2. 2Division of Orthopedic Surgery, Department of Surgery, Centre for Evidence-Based Orthopedics, McMaster University, Hamilton, Ontario, Canada
  1. Correspondence to Dr LD Buirs; ldbuirs{at}gmail.com

Abstract

Objective The objective of this systematic review of the literature was to identify the predictors of functional outcome after total hip arthroplasty (THA).

Method A systematic literature search in Web of Science, CINAHL, EMBASE and PubMed was conducted on 23 June 2015. The articles were selected based on their quality, relevance and measurement of the predictive factor. The level of evidence of all studies was determined using the GRADE rating scheme.

Results The initial search resulted in 1092 citations. After application of the inclusion and exclusion criteria, 33 articles met our eligibility criteria and were graded. Included studies were classified as level of evidence low (11), moderate (17) or high (5). Of the included studies, 18 evaluated body mass index (BMI), 17 evaluated preoperative physical functions, 15 evaluated age, 15 evaluated gender and 13 evaluated comorbidity. There was strong evidence suggesting an association between BMI, age, comorbidity, preoperative physical functions and mental health with functional outcome after THA. There was weak evidence suggesting an association between quadriceps strength and education with functional outcome after THA. The evidence was inconsistent for associations with gender and socioeconomic status and functional outcome following THA. We found limited evidence suggesting that alcohol consumption, vitamin D insufficiency and allergies were predictors of functional outcome following THA.

Conclusions We have identified multiple predictors of functional outcome after THA, which will enable general practitioners and orthopaedic surgeons to better predict the improvement in physical functioning for their patients with THA. They can use this information to provide patient-specific advice regarding the referral for THA and the expected outcomes after THA. Further research with consistent measurement tools, outcomes and duration of follow-up across studies is needed to confirm the influence of these factors.

  • total hip
  • arthroplasty
  • functional outcome
  • systematic review
  • predictors

This is an Open Access article distributed in accordance with the Creative Commons Attribution Non Commercial (CC BY-NC 4.0) license, which permits others to distribute, remix, adapt, build upon this work non-commercially, and license their derivative works on different terms, provided the original work is properly cited and the use is non-commercial. See: http://creativecommons.org/licenses/by-nc/4.0/

https://doi.org/10.1136/bmjopen-2015-010725

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    Strengths and limitations of this study

    • We have carried out a comprehensive and robust systematic review in accordance with the PRISMA guidelines.

    • We included a range of patient-related predictors and did not limit ourselves to the most common predictors. This led to a broad overview of predictors evaluated.

    • We screened a large number of literature sources, and all reviewing and data extraction was carried out by one author (LDB) and double checked by a second author (LWAHVB).

    • Owing to the heterogeneity across studies regarding measurement tool, predictor and duration of follow-up we could not apply a meta-analysis.

    • The predictors like quadriceps strength, education, socioeconomic status and alcohol consumption were reported only a few times and therefore conclusions cannot be reached.

    Introduction

    Total hip arthroplasty (THA) is a surgical procedure performed to reduce pain and improve function in patients with osteoarthritis (OA) of the hip. According to the Agency for Healthcare Research and Quality, more than 305 000 total hip replacements are performed each year in the USA.1 Following THA, the majority of patients experience reductions in pain, improvements in function and better health-related quality of life.2 However, not all patients achieve the same level of functional improvement after THA. Specifically, more than 30% of patients undergoing THA report moderate-to-severe activity limitations 2 years post-THA.3 It is unclear which factors are associated with these limitations in function.4 ,5

    In the previous decade, many studies have been published investigating the predictors of functional outcome after THA. Young et al published a systematic review on this topic in 1998. Since then considerable research has been published on predictors of functional outcome which justifies a new systematic review.6 Therefore, we conducted a systematic review of predictors of mid-term and long-term functional outcome after THA.

    Methods

    Registration

    This systematic review is registered at Prospero (http://www.crd.york.ac.uk/PROSPERO/) with registry number CRD42015016929.

    Selection criteria

    Studies that met the following criteria were included in our review: (1) included patients undergoing a THA; (2) included physical functioning was an outcome measure; (3) had at least one variable that was considered as a predictor of physical functioning and (4) was written in English. We did not select a time period.

    Search strategy

    With the guidance of an independent medical librarian, we conducted a literature search through four medical databases: Web of Science; CINAHL; EMBASE and PubMed. This literature search was performed on 23 June 2015. In Web of Science we used the following search terms: TOPIC: (total hip arthroplasty) AND TOPIC: (predictor*). In CINAHL we searched for: (MM “Arthroplasty, Replacement, Hip”) AND predictor*. In EMBASE we searched for: exp hip arthroplasty/exp prediction/or exp predictor variable/exp prognosis/or exp functional assessment/or exp treatment outcome/or exp daily life activity/. In PubMed we searched for (“Arthroplasty, Replacement, Hip”(Majr) OR “Hip Prosthesis”(Majr)) AND (predictor* OR risk Factor* OR risk assessment OR predictive value of tests OR prognostic factor* OR Prognostic*) AND (HOOS OR “hip disability and osteoarthritis outcome score” OR WOMAC OR “Western Ontario and McMaster Universities Arthritis Index” OR “Harris hip score” OR HHS OR SF-12 OR short form 12 OR SF 36 OR “short form 36” OR Trendelenburg OR TUG OR “timed up and go” OR “Oxford hip score” OR “IOWA hip score” OR “Functional recovery score” OR FRS OR AFI OR “Hospital for special surgery” OR AAOS OR “Charnley hip score” OR HSS OR LEGS OR “Mayo clinical hip score”). The results of these four different searches were combined in Reference Manager and duplicates were discarded.

    Study selection

    Two of the authors (LWAHVB and TP) independently screened the titles and abstracts of all the articles using the aforementioned selection criteria. Both reviewers screened the full-text articles of the articles found eligible in the first round. A third author (LDB) compared these results and in case of different opinions, a consensus was reached. The study selection procedure is schematically presented in figure 1.

    Figure 1
    Figure 1

    Flow chart of the study selection procedure.

    Data extraction

    One of the authors (LDB) extracted the data, which was double checked by a second author (LWAHVB). From each article, the following information was extracted: (1) predictor variable; (2) author; (3) year of publication; (4) level of evidence; (5) number of patients; (6) measurement tools used; (7) follow-up period; (8) significance level; (9) association between predictor variable and outcome measure; and (10) predictor level of measurement (table 1). The results were categorised by predictor variable.

    View this table:
    Table 1

    Methodological quality of included studies

    Methodological quality assessment

    The level of evidence of all studies was determined by one of the authors (LDB) using the GRADE rating scheme (http://www.gradeworkinggroup.org).

    Measurement tools

    We aimed to include all predictors mentioned in previous studies, and did not limit ourselves to the most common predictors. Some of the widely used measurement tools to define functional outcome are the Harris Hip Score (HHS),7 Oxford Hip Score (OHS),8 ,9 Short Form-36 (SF-36),10 Lower Extremity Functional Scale (LEFS),11 Timed Up and Go (TUG) test12 ,13 and the Western Ontario and McMaster Universities OA Index (WOMAC).14 We used all these measurement tools as outcome in this study.

    Best evidence synthesis

    A follow-up period up to 24 months was considered as ‘short term’ and a follow-up period of more than 24 months was considered as ‘long term’. Results were divided into four categories of evidence: strong evidence: at least 60% of the studies, with a minimum of three studies, describing the same significant (p<0.05) association. Weak evidence: (1) only two studies describe the same significant association; (2) three studies describe the same association out of which two are significant and one is not significant (p>0.05). Limited evidence: (1) only one study available; (2) more studies were available of which none found a significant association. Inconsistent evidence: all other scenarios.15 No conclusions can be drawn in this literature review when no or inconsistent evidence is available.

    This systematic review conforms to the PRISMA statement.16

    Results

    Selection and methodological quality

    The initial search resulted in 1092 citations (figure 1) and 33 articles met our eligibility criteria. The articles included were designated as level of evidence low (11), moderate (17) or high (5; table 1)

    Measures of functional outcome

    Multiple outcome measures were used across these studies including the HHS, OHS, SF-36 physical function (PF), LEFS, TUG and the WOMAC score. The follow-up period ranged from 3 to 72 months with an average of 18 (SD 17) months (table 2).

    View this table:
    Table 2

    Characteristics of all included studies

    Predictive factors of functional outcome

    Body mass index

    Eighteen studies evaluated body mass index (BMI) as a potential predictor of functional outcome after THA17–34 (table 3). A total of 14 432 patients were included in all articles concerning the impact of BMI, with a mean follow-up time of 22 months. The applied levels of measurement of BMI were continuous, dichotomous or categorical.

    View this table:
    Table 3

    Studies reporting BMI as possible predictor of functional outcome after THA

    The measurement tools used to determine the functional outcome were the WOMAC score, HHS, OHS, LEFS, SF-12 PF and the ambulatory status. The classification of a high BMI ranged from >28 to >35 kg/m2.

    Of the 18 studies, 13 found a significant association.17–19 ,22 ,23 ,25 ,27–31 ,33 ,34 Twelve studies evaluated the short-term functional outcome of which eight studies17 ,20 ,22 ,25 ,28 ,30 ,33 ,34 found a significant negative association and one article had a significant positive association.31 Of the seven studies evaluating the long-term functional outcome, five articles found a significant negative association.18 ,19 ,23 ,27 ,29 Studies were designated as level of evidence low (5), moderate (9) or high (4).

    Since more than 60% of the studies report a significant negative association, there is strong evidence of a negative association between BMI and short-term and long-term functional outcomes after THA. These results were consistent when we only considered the studies with high or moderate levels of evidence according to GRADE.

    Age

    Fifteen studies evaluated age as a possible predictor of functional outcome after THA17 ,18 ,21 ,23 ,24 ,26–30 ,32 ,34–37 (table 4). A total of 9234 patients were included in all studies that identified age as a possible predictor, with a mean follow-up time of 19 months. The applied levels of measurement of age were continuous, dichotomous or categorical.

    View this table:
    Table 4

    Studies reporting age as possible predictor of functional outcome after THA

    The measurements tools used to determine the functional outcome were the WOMAC score, HHS, OHS, SF-36 PF, SF-12 PF and the ambulatory status. Different classifications of greater age were used, ranging from >60 to >75 years.

    Of the 15 studies, 10 found a significant association.21 ,23 ,24 ,26 ,27 ,29 ,30 ,34 ,36 ,37 Ten studies evaluated the short-term functional outcome of which six studies found a significant negative association.24 ,26 ,30 ,34 ,36 ,37 The other four studies did not find a significant association. Of the six studies evaluating the long-term functional outcome, five studies found a significant negative association.21 ,23 ,29 ,36 ,37 Studies were designated as level of evidence low (4), moderate (9) or high (2).

    Since more than 60% of the studies report a significant negative association, there is strong evidence of a negative association between high age and short-term and long-term functional outcomes after THA. These results were consistent when we only considered the studies with high or moderate levels of evidence according to GRADE.

    Gender

    Fifteen studies evaluated gender as a possible predictor of functional outcome after THA17 ,18 ,21 ,22 ,24 ,26–30 ,32 ,34 ,36–38 (table 5). A total of 7156 patients were included in all studies that evaluated gender as a possible predictor, with a mean follow-up time of 23.3 months. The measurement tools used to determine the functional outcome included the WOMAC score, HHS, LEFS, SF-36 and the ambulatory status.

    View this table:
    Table 5

    Studies reporting gender as possible predictor of functional outcome after THA

    Of the 15 studies, 7 found a statistically significant association between preoperative physical function and functional outcome.21 ,28–30 ,32 ,37 ,38 Nine studies evaluated the short-term functional outcome of which four studies found a significant association.28 ,30 ,32 ,37 Six studies evaluated the long-term functional outcome of which three found a significant association.21 ,29 ,38 All studies were designated as level of evidence low (5), moderate (9) or high (1).

    In four of the seven studies with a significant outcome, being male predicted a better outcome29 ,30 ,32 ,37 whereas three studies reported being female as a predictor of better functional outcome.21 ,28 ,38 This demonstrates inconsistent evidence for an association between gender and functional outcome after THA.

    Preoperative physical function

    Seventeen studies evaluated preoperative physical function as a possible predictor of functional outcome after THA17 ,23 ,25–29 ,32 ,34–37 ,39–43 (table 6). A total of 9689 patients were included in all studies that evaluated preoperative physical function, with a mean follow-up time of 16 months. The applied levels of measurement of preoperative physical function were continuous, dichotomous or categorical.

    View this table:
    Table 6

    Studies reporting preoperative physical function as possible predictor of functional outcome after THA

    The WOMAC score14 was the measurement tool most used to determine the preoperative physical function.17 ,27 ,32 ,36 ,37 ,39–41 ,43 Other measurement tools used were the HHS, TUG, OHS, SF-36, SF-12 and the ambulatory status.

    Of the 17 studies, 16 found a statistically significant correlation between preoperative physical function and the functional outcome. Fourteen studies evaluated the short-term outcome of which 13 reported a significant association. Three studies evaluated the long-term outcome; all three found a significant association. The only study that did not report a significant association, was a study on a small patient group that used the TUG to determine the preoperative physical function.28 Studies were designated as level of evidence low (5), moderate (9) or high (3).

    As more than 60% of the studies report a significant negative association, there is strong evidence of a short-term and long-term association between the preoperative physical function and the functional outcome after THA.

    Comorbidity

    Thirteen studies evaluated comorbidity as a possible predictor of functional outcome after THA (table 7). A total of 9363 patients were included in all studies that evaluated comorbidity as a possible predictor, with a mean follow-up time of 23.3 months. The applied levels of measurement of preoperative status were continuous, dichotomous or categorical.

    View this table:
    Table 7

    Studies reporting comorbidity status as possible predictor of functional outcome after THA

    The measurement tools used to determine the functional outcome were the WOMAC score, HHS, LEFS, SF-36 and the ambulatory status. Most studies used the number of comorbidities or American Society of Anesthestiologists (ASA) grade as predictor of functional outcome. Other studies used the presence of a specific comorbidity as a predictor like cardiac disease, coronary heart disease and thromboembolism.

    Of the 13 studies, 11 found a significant negative association.18 ,21 ,22 ,25 ,27 ,29 ,30 ,32–34 ,37 ,39 ,42 Seven studies evaluated the short-term outcome of which six reported a significant negative association.22 ,23 ,25 ,30 ,32 ,34 ,39 ,42 Six studies evaluated the long-term outcome, of which five found a significant negative association.18 ,21–23 ,29 All articles were designated as level of evidence low (2), moderate (8) or high (3).

    Since more than 60% of the studies report a significant negative association, there was strong evidence of a negative association between comorbidities and short-term and long-term functional outcomes after THA.

    Other predictors

    The predictors that were evaluated in five studies or less are displayed in table 8.

    View this table:
    Table 8

    All predictors that are evaluated in five studies or less

    Five studies evaluated mental health as a possible predictor of functional outcome after THA, with a total of 3563 patients.18 ,23 ,34 ,37 ,44 All four studies evaluating the short-term functional outcome found a significant positive association.23 ,34 ,37 ,44 Both studies that evaluated the long-term outcome found a significant positive association. Since more than 60% of the studies report a significant positive association, there is strong evidence of an association between good mental health and better short-term physical function outcome after THA. Since only two studies evaluated the long-term outcome, this evidence is weak.

    Two studies evaluated alcohol consumption as a predictor of functional outcome.18 ,45 Neither of them found a significant result and therefore none show evidence of an association. The two studies evaluating quadriceps strength as a possible predictor26 ,46 looked at the short-term functional outcome and both found a significant association. Therefore, the evidence for an association is weak.

    All three studies that evaluated educational level as a possible predictor found a significant association.18 ,39 ,47 Two studies evaluated the short-term outcome and both found a significant association.39 ,47 One study evaluated the long-term effect and found a significant association.18 All three studies used the WOMAC score to measure the functional outcome. These results show weak evidence for a short-term association, and incomplete evidence for a long-term association.

    One study reported socioeconomic status (SES) as a predictor, using the SES score as measurement tool.34 They did not find a significant result and therefore show limited evidence of an association.

    The influence of having more than three allergies on the short-term functional outcome was reported in one study.48 Patients with allergies had diminished improvements on SF-36 PCS and WOMAC scores 6.5 months after THA. There was limited evidence of an association between having more than three allergies and functional outcome.

    Vitamin D insufficiency as a predictor of functional outcome after THA was evaluated in one study.49 A preoperative 25-hydroxyvitamin D3 plasma level of under 30 ng/mL, predicted a worse HHS 11 months postoperative. Since no other studies evaluated vitamin D insufficiency as a possible predictor, this result shows limited evidence of an association.

    Discussion

    In this systematic literature review, we sought to provide a clear overview of a range of patient-related predictors of functional outcome after THA.

    Key findings

    Our review found strong evidence of an association of BMI, age, comorbidity, preoperative physical function and mental health with functional outcome after THA. Weak evidence was found for the predictors like quadriceps strength and education. Inconsistent evidence was found for the predictors like gender and SES. Limited evidence was found for the predictors like alcohol consumption, vitamin D insufficiency and allergies.

    In our review, 13 studies found a significant negative association between BMI and functional outcome after THA. A prior review of Young et al6 found the same significant negative association. Although the review of Young et al and our current review come to the same conclusion, the clinical impact of this outcome is still questionable. A large study by Judge et al33 showed a small significant correlation between high BMI and worse functional outcome, but concluded that the total improvement in function outweighs the small lack of improvement caused by high BMI.

    Although our review shows strong evidence of an association between BMI and functional outcome, different classifications of high BMI were used. Owing to these different classifications, it is difficult to define a specific BMI that predicts who will do well after THA. We could not conduct a meta-analysis since different classifications of BMI were used and there was heterogeneity in outcome instruments. Therefore, future research on the impact of BMI should use clearly defined outcomes that are consistent across studies.

    In our review, 8 of the 14 studies found an association between higher age and poorer functional outcome; therefore, age is an important factor predicting functional outcome. Some articles used a linear regression analysis for age. When looking at age, it is interesting to see the effect of high age, and also of low age. Therefore, linear regression analysis might not be the best statistical analysis with variables as age or BMI. There is no consensus among studies about what specific age limit is recommended for THA. This current review shows inconclusive evidence of an association between gender and functional outcome because 6 out of 14 studies found a statistically significant result.

    Three studies reported being female led to a better functional outcome.21 ,28 ,38 The other four significant articles found the opposite result where being male had a positive association with functional outcome after THA.29 ,30 ,32 ,37 The results are contradictory and the differences may be attributable to confounding factors.

    Preoperative physical function was found to be a strong predictor of long-term functional outcome. With the exception of one study reporting the TUG test as an outcome, better preoperative physical function was consistently associated with better long-term physical function.28 This might be due to the use of TUG score as measurement tool.28 The WOMAC score was the measurement tool most used to define the preoperative status (nine times).17 ,27 ,32 ,36 ,37 ,39–41 ,43 Other preoperative measurement tools that were good predictors of functional outcome were the HHS, OHS, SF-12 PF, SF-36 PF and the ambulatory status.

    Of the 13 studies that evaluated comorbidity as a possible predictor of functional outcome, 11 found a significant negative association.18 ,21–23 ,25 ,29 ,30 ,32 ,34 ,37 ,39 ,42 Comorbidity can be measured in several ways, for example, the number of comorbidities, the presence of a specific comorbidity, the Charlson index50 and the Elixhauser comorbidity measure.51 Comorbidities can affect the true functional outcome after THA but can also affect the score on the measurement tool. For example, if a patient is unable to walk to the grocery store after a THA due to a lung disease, his functional outcome score will be lower despite a possible good functioning total hip. Except for one article, all studies found a significant negative effect. Therefore, having comorbidities can be seen as a predictor of negative functional outcome.

    All five studies that evaluated mental health as a predictor of functional outcome found a statistically significant positive association. Four of these studies used SF-36 MH52 as the measurement tool to measure mental health.18 ,23 ,34 ,37 These results show strong evidence of a positive association between mental health and short-term functional outcome after THA. The two studies reporting quadriceps strength as a predictor had both small sample sizes which can affect the external validity of the studies.26 ,46 Therefore, this evidence is weak and more research must be carried out on the effect of quadriceps strength.

    Three studies evaluated education as predictor of functional outcome. Mahomed et al39 and Bischoff et al18 used the level of school education as a predictor, and Schäfer et al47 used years of education as a predictor. Since education is in part a surrogate of SES, this might also indicate that low SES is a factor associated with poor functional outcome. Dowsey et al34 however did not find a correlation between SES and functional outcome. Future research is needed on various components of SES to specify the impact on functional outcome. As only one study evaluated each of the allergies48 and vitamin D insufficiency49 as possible predictors of functional outcome, no conclusions can be drawn.

    Previous systematic reviews

    The previous systematic review of Young et al concluded that important research remained to be done to examine the magnitude and interaction of patient factors on the outcome of THA.6 The review of Young et al used only one database (MEDLINE) and is more than 15 years old. Young et al also looked at implant survivorship. In our systematic review, we used multiple databases (Web of Science, CINAHL; EMBASE and PubMed) and reported only patient-related predictors evaluated in the literature.

    Strengths and limitations

    We included a range of patient-related predictors and did not limit ourselves to the most common predictors. This led to a broad overview of predictors evaluated. The reason we could not apply a meta-analysis is because of the heterogeneity across studies regarding measurement tools, predictors and duration of follow-up. Not all studies used in this review adjusted their outcomes for potential confounders. Therefore, some outcomes may be due to confounding factors. A limitation of our review is that we looked at functional outcome without including pain. Some patients will not see an improvement in their function after THA, but will lose the hip-related pain. For this reason especially people with a high BMI and older age can benefit from THA, without improving the function of the hip. Some predictors such as quadriceps strength, education, SES and alcohol consumption are reported only a few times and therefore conclusions cannot be reached. More research in large data sets is needed to draw definitive conclusions on these predictors.

    Implications for practice

    Our review provides a clear overview of the current literature on the predictors for physical functioning after THA. Orthopaedic surgeons and general practitioners can use this information to predict the improvement in physical functioning of their patients and it enables them to provide patient-specific advice on THA.

    Implications for future research

    In the future, we suggest studies that evaluate possible predictors of functional outcome after THA to use similar measurement tools, outcomes and durations of follow-up. In that way a meta-analysis can be applied and the influence of these factors can be specified.

    Conclusion

    This review shows that several patient-related characteristics can predict the functional outcome after THA. It shows strong evidence of an association between BMI, age, comorbidity, preoperative physical function and mental health with functional outcome after THA. Weak evidence suggested that quadriceps strength and education were predictive of functional outcomes after THA. Inconsistent evidence was found for the predictors like gender and SES. Alcohol consumption, vitamin D insufficiency and allergies showed limited evidence predicting functional outcome after THA. Understanding predictors will help orthopaedic surgeons and general practitioners predict the outcomes in physical functioning after THA; they can use this information to provide patient-specific advice and target care for patients with THA. Further well-conducted cohort studies are necessary to confirm these findings.

    Acknowledgments

    The authors would like to thank the medical librarian Bert Berenschot at OLVG for his help with the literature search.

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    View Abstract

    Footnotes

    • Contributors LDB, LWAHVB, VABS, TP, SS and RWP made substantial contributions to the conception and design, or acquisition of data, or analysis and interpretation of data. LDB, LWAHVB, VABS, SS and RWP have been involved in drafting the manuscript or revising it critically for important intellectual content. All authors read and approved the final manuscript.

    • Competing interests LWAHVB beers report grants from Link/Lima, grants from Stryker, outside the submitted work. SS reports employment/salary from McMaster University, employment/salary from Global Research Solutions, outside the submitted work. VABS reports grants from Link/Lima, grants from Stryker, grants from NuVasive, grants from Zonmw, grants from Achmea and grants from Tornier, outside the submitted work. RWP reports grants from Link/Lima, grants from Stryker, grants from NuVasive, grants from Zonmw, grants from Achmea and grants from Tornier, outside the submitted work.

    • Provenance and peer review Not commissioned; externally peer reviewed.

    • Data sharing statement No additional data are available.