Article Text


Evaluation of Health in Pregnancy grants in Scotland: a protocol for a natural experiment
  1. Ruth Dundas1,
  2. Samiratou Ouédraogo1,
  3. Lyndal Bond2,
  4. Andrew H Briggs3,
  5. James Chalmers4,
  6. Ron Gray5,
  7. Rachael Wood4,
  8. Alastair H Leyland1
  1. 1MRC/CSO Social and Public Health Sciences Unit, University of Glasgow, Glasgow, UK
  2. 2Centre of Excellence in Intervention and Prevention Science, Melbourne, Australia
  3. 3Health Economics and Health Technology Assessment, University of Glasgow, Glasgow, UK
  4. 4Information Services Division, NHS National Services Scotland, Edinburgh, UK
  5. 5National Perinatal Epidemiology Unit, University of Oxford, Oxford, UK
  1. Correspondence to Ruth Dundas; ruth.dundas{at}


Introduction A substantial proportion of low birth weight is attributable to the mother's cultural and socioeconomic circumstances. Early childhood programmes have been widely developed to improve child outcomes. In the UK, the Health in Pregnancy (HiP) grant, a universal conditional cash transfer of £190, was introduced for women reaching the 25th week of pregnancy with a due date on/or after 6 April 2009 and subsequently withdrawn for women reaching the 25th week of pregnancy on/or after 1 January 2011. The current study focuses on the evaluation of the effectiveness and cost-effectiveness of the HiP grant.

Methods and analysis The population under study will be all singleton births in Scotland over the periods of January 2004 to March 2009 (preintervention), April 2009 to April 2011 (intervention) and May 2011 to December 2013 (postintervention). Data will be extracted from the Scottish maternity and neonatal database. The analysis period 2004–2013 should yield over 585 000 births. The primary outcome will be birth weight among singleton births. Other secondary outcomes will include gestation at booking, booking before 25 weeks; measures of size and stage; gestational age at delivery; weight-for-dates, term at birth; birth outcomes and maternal smoking. The main statistical method we will use is interrupted time series. Outcomes will be measured on individual births nested within mothers, with mothers themselves clustered within data zones. Multilevel regression models will be used to determine whether the outcomes changed during the period in which the HiP grants was in effect. Subgroup analyses will be conducted for those groups most likely to benefit from the payments.

Ethics and dissemination Approval for data collection, storage and release for research purpose has been given (6 May 2014, PAC38A/13) by the Privacy Advisory Committee. The results of this study will be disseminated through peer-reviewed publications in journals, national and international conferences.

Statistics from

Strengths and limitations of this study

  • This is the first study evaluating the effectiveness and the cost-effectiveness of the Health in Pregnancy (HiP) grant in Scotland. It will use routinely available vital event and maternal and neonatal health records that are known to have high completeness and accuracy.

  • The evaluation of the HiP grant using an interrupted time-series design will enable us to analyse birth weight trends in Scotland and detect whether the intervention has had an effect over and above the underlying temporal trend. The use of interrupted time series will overcome other biases such as the autocorrelation of repeated measurements (measurement taken close together are related), seasonal effects (birth weight varies according to month of birth), the duration of the intervention (we will have preintervention, intervention and postintervention), and random variation in the measurement (birth weight).

  • This study will evaluate the effectiveness and the cost-effectiveness of the HiP grant, birth weight and other birth outcomes in Scotland using obstetric as well as maternal data. However, these outcomes may be influenced by many factors, not all of which are routinely captured (such as maternal diet, maternal work and psychological stress, abuse, exposure to toxic substance).11

  • The HiP grant was money given to pregnant women with no constraint on its use. The use of routine data gives us no indication on how the money was spent.


Low birth weight (LBW) due to preterm birth, intrauterine growth restriction, or being born small for gestational age (SGA), is commonly associated with perinatal mortality and impaired development.1–11 Despite the improvement of the mortality in LBW babies over the past three decades, more than 70% of all neonatal mortality in Europe is found in infants weighing less than 2500 g.12

LBW refers to birth weights below 2500 g,13 irrespective of the gestational age of the infant. In most developed countries, the prevalence of LBW has increased due to several reasons: the number of multiple births with the increased risks of preterm births and LBW partly as a result of the rise in fertility treatments; older age at childbearing and increases in the use of delivery management techniques such as induction of labour and caesarean delivery, which have increased the survival rates of LBW babies.14 About 1 in 20 babies born in Europe in 2010 weighed less than 2500 g at birth.12 With LBW estimated at 7% of live births in England and Wales, 6.5% in Scotland and 5.7% in Northern Ireland, prevalence of LBW in the countries of the UK tended to be higher than in the rest of Europe.12–15 Moreover, compared with other Western European countries, the UK has an incidence of LBW (<2500 g) and very LBW (<1500 g) in the top third. The proportion of preterm birth (<37 weeks) is also high compared with other Western European countries.

Considerable attention has been focused on the causal determinants of LBW, in order to identify potentially modifiable factors. A substantial proportion of LBW is attributable to the mother's cultural and socioeconomic circumstances such as socioeconomic status (SES), harmful behaviours (smoking and excessive alcohol consumption) and poor nutrition during pregnancy.11 ,16–18 In a study of social class inequalities in perinatal outcomes in Scotland, Fairley and Leyland19 reported a percentage of 5.8% LBW in unskilled social class (V) compared with 2.9% in professional social class (I) between 1995 and 2000. The systematic review and meta-analyses of social inequality and infant health in the UK performed by Weightman et al20 found that the OR for LBW was 1.79 (95% CI 1.43 to 2.24) in the lowest compared with the highest social class. This effect may vary with maternal factors such as age and smoking status. Smoking during pregnancy reduces birth weight by 162–377 g, depending on daily consumption (larger reduction for heavy smokers) and the trimester in which exposure occurs (larger reduction during the last trimester).18 ,21 ,22

The association between maternal nutrition and birth outcome is complex and is influenced by many biological, socioeconomic and demographic factors, which vary widely in different populations.23 ,24 However, it has been reported that favourable prenatal nutrition associated with adequate prenatal care can have a positive impact on birth outcomes and morbidity in adult life.25 ,26 Indeed, the developmental model of the origins of chronic disease proposes the causal influence of undernutrition in utero on coronary heart disease and stroke in adult life.7–9 An improvement in fetal nutrition may therefore have far reaching consequences in terms of the prevention of disease. A review of maternal nutrition and birth outcomes identified improving maternal nutrition as being beneficial to the prevention of adverse birth outcomes in lower social class groups.24

A number of early childhood programmes have been developed to improve child outcomes. There is mixed evidence that these programmes do provide such improvement. In a meta-analysis of the effect of interventions in pregnancy on maternal and obstetric outcomes, Thangaratinam et al27 concluded that dietary and lifestyle interventions in pregnancy reduced maternal gestational weight gain but had less effect on outcomes related to fetal weight and other morbidity and mortality. Glassman et al28 who reported the results of conditional cash transfer programmes increasingly being adopted and scaled in developing countries, found that the programmes have increased the uptake of maternal and newborn health services, especially skilled attendance at delivery and antenatal monitoring. However, the impact of the programmes on maternal and newborn mortality has not been well documented. Therefore, they recommended more rigorous impact evaluations that document impact pathways and take factors, such as cost-effectiveness, into account. Other studies evaluating payments to influence health behaviour found financial incentives were effective in increasing infrequent behaviours such as attending clinic appointments particularly in low-income groups, and recommended payments as being more effective than information and less restrictive than legislation.29–31 In Canada, Brownell et al32 have evaluated a complex programme on a prenatal benefit provided to families on low income during pregnancy. They found that the receipt of this prenatal benefit was associated with a reduction in incidence of LBW babies and preterm births. They suggested that efforts should be made to ensure all low-income women receive the income supplement.

In the UK, the Health in Pregnancy (HiP) grant was introduced for women reaching the 25th week of pregnancy with a due date on/or after 6 April 2009. It was subsequently withdrawn for women reaching the 25th week of pregnancy on/or after 1 January 2011. The HiP grant was a universal conditional cash transfer of £190 for women reaching 25 weeks of pregnancy if they had sought health advice from a doctor or midwife. It was designed to provide additional financial support, in the last months of pregnancy, towards a healthy lifestyle including diet, and it was suggested that the link to the requirement for pregnant women to seek health advice from a professional may provide a greater incentive for expectant mothers to seek the recommended health advice at the appropriate time. The grant was paid and administered by Her Majesty's Revenue and Customs (HMRC) on receipt of a claim form partly completed by the midwife or doctor. Advice was offered as normal by doctors and midwives. Payment was made directly into a bank account with a telephone helpline available to provide support through the claims process including options for payment in the event of difficulties opening a bank account. Take-up of the HiP grant was similar to that of child benefit (98–99%, personal communication, HMRC).

The current study focuses on the evaluation of the effectiveness and cost-effectiveness of the HiP grant. As a primary outcome, we will consider the difference in birth weight for babies born to those mothers who were eligible for the HiP grant with babies born before the HiP grant was introduced or after it was withdrawn. Specific questions the research project will address are:

  • Were there differential impacts of the intervention for particular subgroups defined by socioeconomic (defined in terms of both area deprivation and individual occupational social class), demographic (marital status, age, maternal height), or obstetric (parity, previous caesarean section) factors or for selected combination of these groups?

  • Was the HiP grant cost-effective? How did cost-effectiveness vary across important subgroups identified as having differential outcomes?

The principle of universalism in the allocation of social benefits, that is the availability of social benefits to everyone as of right, is contrasted with allocation on a selective basis (targeted) in which benefits are allocated on the basis of need as determined by means testing of income.33 The advantage of universal benefits is that they are easy to administer and can be efficiently delivered. The major disadvantage is that they are expensive, because they are delivered to those who do not need them as much as to those who do. However, the use of targeting involves some mechanism that discriminates between the poor and the non-poor. As such it always runs the danger of committing either type I errors which occur when someone who deserves the benefits is denied (underpayment, false positives), or type II errors, which occur when benefits are paid to someone who does not deserve them (overpayment, leakage).34 The HiP grant represented an attempt to influence behaviour—appropriate and timely receipt of antenatal care advice—by means of a relatively modest, universally applied cash transfer. The evaluation of the effectiveness of such a payment may inform other policies aiming to change behaviour.

Methods and analysis

Study design

The HiP grant will be evaluated as a natural experiment using interrupted time-series analysis to compare outcomes before the introduction of the intervention in Scotland and immediately after its withdrawal with those during the period for which it existed.

The Medical Research Council (MRC) has issued guidelines regarding the use of natural experiments to evaluate population health interventions when exposure to the intervention has not been manipulated by the researchers (table 1).35 ,36

Table 1

Guidance for use of natural experiments to evaluate population health interventions

The guidance advocates a number of designs including regression discontinuity designs such as interrupted time series. The interrupted time-series approach is a powerful tool used for evaluating the impact of a policy change or quality improvement programme on the rate of an outcome in a defined population of individuals.37–39 This approach will allow us to use a comparison group of pregnant women who delivered before the HiP grant was introduced, an intervention group who received the HiP grant and an additional postintervention group who delivered after the HiP grant was withdrawn. It will also allow adjustment for seasonality, temporal trends and the sociodemographic and obstetric characteristics of the mother.

Study population

The population under study will be all singleton births in Scotland over the periods of January 2004 to March 2009 (preintervention), April 2009 to April 2011 (intervention) and May 2011 to December 2013 (postintervention).

The Scottish maternity and neonatal database is a comprehensive record linkage system.40 ,41 Probabilistic linkage procedures are used to add a unique identifier to all data sets to ensure all relevant records relating to an individual can be linked as required. It facilitates the linkage of a number of records from the system of Scottish Morbidity Records (SMR) including mother's obstetric records (SMR02) and the baby's birth and neonatal information from Scottish Birth Records (SBR).42 Further links to the stillbirth and infant Death Survey and the National Records of Scotland (NRS) birth, stillbirth and infant death records can be carried out. The coverage is almost all births in Scotland.43 From NRS data, we know of all registered births in Scotland (ie, 100%). We have suitable record linked data on 98% of these births.44 These will nearly all be hospital births; a fairly high proportion of the missing records are home births.

There is an average of about 56 000 births per year in Scotland.45 The analysis period 2004–2013 should yield over 585 000 births. The analysis period 2006–2013 should yield over 455 000 births.

We have chosen to use data from the Scotland for this evaluation for the following reasons. First, data are available at a national level on the approximately 56 000 deliveries per year. Second, Scotland has a long history of collecting high-quality routine data. The coverage, completeness and quality of the data are considered to be very high.46 Third, the concentration of deprivation within parts of Scotland is unique within the UK.47 And using a UK-wide Carstairs index, the Scotland's population is over-represented in the bottom 5 deciles compared with England.48 Fourth, data on smoking at booking have been routinely recorded in Scotland for a number of years.49 This is not yet the case in England and Wales. The data can be linked to NRS civil registration data, which provides an estimate of completeness and contributes further information such as social class. The results will be generalisable to the rest of the UK and internationally. If the HiP grant proved beneficial in Scotland then there is every good reason to believe that a similar impact on outcomes could be achieved elsewhere and certainly in countries with similar health systems and comparable circumstances. Likewise, if the intervention was found to have been more effective for specific subgroups then we might expect subgroups to show greater benefits in other settings.

Study variables

Individual level and area level variables will be used in this study.

Individual level variables will include: birth weight, date of birth, sex, gestational age at delivery, preterm (delivery before the 37th week of pregnancy), weight-for-dates, 5 min Apgar score, crown to heel length, and head circumference. We will distinguish between spontaneous preterm births and induced preterm births. A potential reason for induced preterm births is evidence of poor fetal growth; a proportion of these babies would become more severely growth retarded (more extremely SGA) or stillborn.

Since maternal factors influence fetal growth,11 individual-level variables related to the mother will be examined: parity, age, height, weight at booking, diabetes, smoking status, gestation at booking, booking before 25 weeks, and marital status. Individual socioeconomic position will also be included using data from the birth registrations at NRS.50 NRS collects occupation for both father and mother for births registered to married couples and jointly registered by unmarried couples.51 Only mother's occupation is recorded for sole registered births. The National Statistics Socio-economic Classification (NS-SEC)52 will be used to classify the individual socioeconomic position.

Marital status is an important variable as single mothers have consistently been shown to have poorer birth outcomes.17–19 We are particularly interested in single mothers and social class. Social class for lone mothers is an amalgamation of socioeconomic position and lone parenthood.

Although the routinely collected data on ethnicity are incomplete and of dubious quality,46 ,53 ethnicity remains important for birth weight and other neonatal outcomes.54 ,55 We will therefore, within the constraints of the data, include ethnicity and undertake all analyses on the subgroup of mother from a minority ethnic background. Within this subgroup, we will examine the possibility of further distinction between ethnic groups.

Birth weight varies according to the SES of the area of residence.20 The Scottish Index of Multiple Deprivation (SIMD) will be used and included as area-level variables in the analysis. The SIMD is the Scottish Government's official tool for identifying those places in Scotland suffering from deprivation.56 It is a weighted sum of different domains: income; employment; health; education; housing and geographical access (and crime, added in the SIMD 2012). The SIMD provides a comprehensive picture of material deprivation in small areas within Scotland. The index ranks 6505 areas from the most deprived to the least deprived and measures the degree of deprivation of an area relative to that of other areas. The areas employed by the SIMD are data zones and are small: the 6505 data zones have a mean population of 780 people. The reason for employing small area geography at this scale is to permit identification of relatively small pockets of deprivation. The health domain includes an indicator of the proportion of live singleton births that is LBW. The outcomes of this project include birth weight and LBW and so it would not be appropriate to use the health domain or the composite index which includes the health domain. The income domain will therefore be used to assess inequalities at the area level. This domain contributes 28% to the overall index and is highly correlated with the overall SIMD. The income domain of the SIMD identifies areas where there are concentrations of individuals and families living on low incomes. This is carried out by looking at the numbers of people, both adult and children, who are receiving, or are dependent on, benefits related to income or tax credits.57 Each mother will be assigned to a data zone and its income domain through her home postcode. Previous studies that have investigated inequalities in birth weight showed that area deprivation performs as well as or better than individual social class in describing the extent of inequalities in the population.58 ,59 However, Fairley et al60 who studied the influence of both individual and area-based SES on temporal trends in Caesarean sections between 1980 and 2000 in Scotland found that maternal social class and area deprivation are different indicators of SES which exhibit independent effects on the probability of a woman receiving a Caesarean section. The multilevel analysis will allow us to analyse the effect of both parental social class and SMID and the effect of their interaction on birth weight.

We will adjust the analyses on the urban or rural status of the mother's area of residence. Indeed, Kent et al61 reported higher adverse birth outcome rates in isolated rural and more population dense areas. They showed that these disparities are being maintained or increasing over time in Alabama. Shankardass et al62 also found that the patterns of association between socioeconomic position and large for gestational age (LGA), spontaneous preterm birth and perinatal death varied depending on urbanicity in Nova Scotia (Canada).

Outcome measures

Primary outcome

The primary outcome will be birth weight among singleton births. This is influenced by many factors including maternal nutrition and one of the intentions of the HiP grant was to improve this.

Secondary outcomes

The following secondary outcomes will be assessed:

  • Gestation at booking;

  • Booking before 25 weeks;

  • Measures of size: crown to heel length, head circumference;

  • Measures of stage: gestational age at delivery, weight-for-dates (standardised; SGA babies are those weighted less than the 5th centile weight, or LGA weighted more than the 90th centile weight), term at birth (preterm, babies are born at less than 37 weeks gestation; term babies are those born between 37 and 42 weeks gestation and post-term babies are born after 42 weeks gestation);

  • Birth outcomes: mode of delivery, stillbirths, neonatal deaths, 5 min Apgar score. Although there is some debate concerning the robustness of the Apgar score as an outcome, it is in common use and we will therefore present results for this outcome within the context of the wide debate on the subject.

Due in part to the introduction of smoking ban in Scotland in 2006, an additional outcome of interest is maternal smoking. Maternal smoking is collected at booking and during pregnancy. The health advice given when receiving the HiP grant might have an impact on smoking rates during pregnancy over and above that of the smoke-free legislation. We will analyse the temporal change in smoking rate by socioeconomic class and its effect on outcomes.

Sample size

The data are clustered in small areas, 6505 data zones. The sample size calculation takes this clustering into account. Assuming an average of 56 000 singleton live births per year, and allowing for the clustering within the 6505 data zones in Scotland (average population 780/data zone) with an estimated intraclass correlation coefficient of 0.05, we have power of 0.90 to detect an effect of 7 g change in birth weight at a 95% significance level. This is not to say that 7 g is a clinically important threshold; rather, it is indicative of the power of the study. The large national data set available to us will allow for subgroup analysis. In the 20% most deprived areas, we will have power of 0.80 to detect an effect of 13 g; among the 26% of single mothers, we will have power of 0.80 to detect an effect of 11 g. To put these small effects into context, 50 g is the estimated mean birth weight reduction reported in the meta-analysis of the effect of interventions in pregnancy on maternal and obstetric outcomes.27

We anticipate item non-response for some outcomes and explanatory variables. Our primary outcome measure, birth weight, has a completion rate of 99.9%. There is high completion rate (<1.5% missing) for all obstetric variables,46 with the exception of crown to heel length (15% missing) and head circumference (12% missing). The item non-response ranges from 8% for maternal smoking to 20% for marital status. We will use multiple imputation to account for missing data and all analyses will compare the results of analyses of complete cases and multiple imputation.63 Imputed models will be constructed such that they contain as many relevant predictor variables as possible. The more variables that are used the greater the amount of information available on which estimations are made. We will use all (or as many as possible) obstetric and maternal variables in an imputation model to predict the missing values. It is difficult to identify in advance the number of multiple imputed data sets we will need to construct but it is likely to be between 5 and 10. We will then analyse these data sets identically and combine the results to get the estimates and SEs for the multiple imputed data. These results will be compared with the complete case analysis results.

It is difficult to be specific about the missing data mechanism until we see the data but much is likely to be missing completely at random (MCAR, eg, certain hospitals are less likely to collect specific items) or missing at random (MAR, when the missingness is related to known variables and, conditional on these, is assumed to be unrelated to unmeasured variables).

Data analysis plan

Statistical analysis

Descriptive statistics of all variables will be presented as mean, SD, minimum, median and maximum for continuous variables and as proportions when the variables are categorical.

The main statistical design we will use is interrupted time series.64 Segmented regression analysis will allow an estimation of the size of the effect of the HiP grant at different time points, as well as changes in the trend of the effect over time after its implementation.

Outcomes will be measured on individual births, which are nested within mothers, with mothers themselves clustered within data zones and Health Boards. Multilevel univariable and multivariable models will be used to determine whether the outcomes changed during the period in which the HiP grants were in effect. Multilevel linear regression will be used when the outcome is continuous and multilevel binomial logistic regression when the outcome is dichotomous. Multilevel multinomial logistic regression will be used for the multicategory outcomes mode of delivery and 5 min Apgar score.

All analyses will be adjusted for temporal trends and seasonal variations in outcomes in addition to maternal age, sex of child, parity, marital status, height, weight at booking, diabetes, smoking status, gestation at booking, maternal diabetes, social class, maternal smoking and area deprivation.

The effect of HiP grant on birth weight might have a carryover effect after the withdrawal of the grant. In other words, postintervention the slope in birth weight might not fall back to the same rate as preintervention. This could be due to women who have gave birth during the intervention subsequently having a birth postintervention but still heeding the health advice given during their first pregnancy. We will carry out an additional analysis only on primiparous women to avoid such contamination.

We will analyse preterm births stratified by mode of delivery and stratified according to whether the birth was induced or spontaneous.

We will repeat the main analyses including (ie, adjusting for the effect of) ethnicity along with other covariates and compare the results with analyses excluding ethnicity to gauge the impact of this on our results. We note that the quality of this variable (including the completeness of recording) is poorer than for other variables and that only 1–2% of mothers delivering in Scotland are from minority ethnic backgrounds.

The simplest model for the intervention effect will include a dummy variable ‘intervention’ covering the period from the introduction to the withdrawal of HiP grants, with adjustment for relevant factors such as marital status. (More complex models of the effect of the intervention will include an interaction of the intervention with the temporal trend.) Before carrying out specific subgroup analysis, we will identify differential effects by fitting interaction terms. An assessment as to whether there is a differential effect of the intervention for single women, for example, will involve a test of the significance of the intervention between marital status and the intervention effect. If the interaction is significant this will aid our understanding of the generalisability to other populations, including the rest of the UK. Subgroup analyses will be conducted for those groups seen as having the greatest potential to benefit from the payments such as those living in the most deprived areas, those in the lowest social classes, lone mothers, primiparous women, teen mothers, mothers from ethnic minorities and selected combinations of these groups. For each group we will replicate the main analysis. This reduction in sample size for subgroup analyses will result in fewer women/births being available but the same number of areas (data zones) will be analysed (apart from analyses restricted to those living in the most deprived areas).

An increase in birth weight, although desirable at a population level, may not be a beneficial outcome if the baby were already at risk of being LGA. Separate subgroup analyses will therefore be conducted for women seen to be at high risk of delivering a LGA baby (women with diabetes) and for the remainder of the population. Given that some subgroups may contain small numbers, and bearing in mind the potential importance of the intervention, we will report the results of all subgroup analyses and not just those that reach statistical significance to avoid false negatives. The above process will involve conducting many tests, which will not be independent of each other. Rather than adjusting CIs or p values to account for this we will present the results of all analyses and caution the user regarding the interpretation of the results. Indeed, some statisticians recommend never correcting for multiple comparisons while analysing data.65 ,66 According to Rothman,65 reducing the type I error for null associations increases the type II error for those associations that are not null. He recommends a policy of not making adjustments for multiple comparisons because it will lead to fewer errors of interpretation when the data under evaluation are not random numbers but actual observations on nature.

The HiP grant was introduced and withdrawn at the same time as other interventions that may have an impact on birth weight. Healthy Start is a means tested voucher scheme for pregnant women. If they are in receipt of certain benefits or under 18 years old, then they are eligible for free vitamins and vouchers to be spent on fruits and vegetables. This scheme replaced the means tested parts of the Welfare Food Scheme in the UK (including Scotland in 2006) and is still currently in place. During this period, there were policy changes in the optimal timing of first booking appointments due to changes in blood tests offered to pregnant women in the Pregnancy Screening Programme. These changes were first discussed in 2008 and had to be implemented by all Health Boards by March 2011.67 ,68 Early booking is a HEAT target of the Scottish Government (Health improvement for the people of Scotland, Efficiency and governance improvements, Access to services, Treatment appropriate to individuals H11.1).69 At least 80% of pregnant women in each SIMD quintile will have booked for antenatal care by the 12th week of gestation by March 2015.

A further piece of legislation that may affect birth weight is the introduction of the smoking ban in public places in Scotland in March 2006. Mackay et al70 reported a reduction in the prevalence of current smoking among women who conceived after the introduction of the legislation prohibiting smoking. They also reported a reduction in small and very SGA, as well as in absolute LBW after the legislation. We will carry out a further analysis restricting the preintervention HiP grant period to April 2006 to March 2009.

It is possible that harm may have occurred due to the cash transfer. The £190 was given to pregnant women with no restriction as to how it should be spent, and we do not know how the money was used. We are examining how the intervention group differed; birth weight could have reduced or increased. We will carry out two-sided hypothesis tests to ensure that we are able to detect any such potential harmful effect.

We will conduct sensitivity analyses to increase the probability that any observed effect can be attributed to the HiP grant. The timing of the HiP grant is well-defined and fixed, therefore using the interrupted time-series approach any effects within that window can be observed. We plan to carry out three analyses for this.

  1. We will extend this window for some months before April 2009 (births before the HiP grant was introduced).

  2. We will extend this window for some months after April 2011 (births after the HiP grant was withdrawn).

  3. We will extend the window both before and after the HiP grant period. In each case we would expect to see a dilution of any effects of the HiP grant.

The statistical analysis plan detailing the outcomes and the covariates, which will be considered for adjustment in the statistical models are presented in table 2.

Table 2

Analysis plan detailing the outcomes and the covariates that will be considered for adjustment in the statistical models

Economic analysis

The cost-effectiveness analysis will be based around relating the estimated cost of the intervention (£190 for HiP grant plus the costs of administering the grant) to the observed benefits of the programme (birth weight changes and changes in secondary end points such as stillbirths) from the natural experiment. As part of the project an economic model will be developed based on a review of the literature to relate birth weight changes (and any secondary outcomes affected by the HiP grant identified in this study) to long-term cost and health outcomes (in terms of quality-adjusted life years (QALYs)). Other potential outcomes (such as the effect of birth weight on long-term educational outcomes) will be summarised, but may not be included in the cost-per-QALY analysis. The review will inform only the relationship between birth weight and long-term outcomes, the effectiveness of the HiP grant will be taken only from the current study.

The perspective taken will be that of the UK National Health Service in the first instance. For this particular intervention it will be important to consider two further perspectives: the broader Public Sector (due to the relationship between LBW and social care/educational development), and society as whole (since the HiP grant is a transfer payment and therefore there is no net cost to society of transferring the grant from Government to individuals beyond the administration costs).

Of particular interest will be the relative cost-effectiveness of the programme between different socioeconomic groups identified in the main analysis. This may lead to differential policy recommendations for different socioeconomics groups. Uncertainty in the modelling of long-term outcomes will be subject to extensive sensitivity analysis to explore the robustness of the cost-effectiveness analysis.


Maternal nutrition plays a crucial role in influencing fetal growth and birth outcomes. It is a modifiable risk factor of public health importance in the effort to prevent adverse birth outcomes, particularly among low-income populations.24 According to Barker, “the seeds of inequalities in health in the next century are being sown today, in inner cities and other communities where adverse influences impact upon the growth, nutrition and health of mothers and their infants”.71

The HiP grant was cash given to the pregnant women with no constraint on its use. However, whether cash transfers are more efficient than ‘vouchers’ or subsidies, which try to target the ‘appropriate expenditure’, remains a controversial topic in economics.72 This is because vouchers, for example, free up disposable income if they displace planned expenditure. This evaluation study may show the HiP grant increased birth weight across the population. If so, then a benefit would be to recommend the reintroduction of a universal cash transfer or, if we believed more evidence was needed that the HiP grants were delivering this benefit, the development of a randomised controlled trial for a similar cash transfer. An additional benefit will be the relative cost-effectiveness of the HiP grant between different socioeconomic groups identified in the main analysis. This may lead to differential policy recommendations for different socioeconomic groups with consequent reduction in health inequalities.

Ethics and dissemination

Ethical approval is not required as there is no primary data collection. Indeed, the information from maternal and birth records from all hospitals in Scotland are routinely collected.

The results of this study will be disseminated through peer-reviewed publications in public health research journals, national and international conferences.


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  • Contributors RD was involved in the conception of the study design, literature search and prepared the first draft of the study protocol. SO contributed to the literature search and the preparation of the present protocol paper. LB was involved in the conception of the study design. AHB designed the health economic analysis aspect of the protocol. He will oversee the cost-effectiveness analysis and assist with writing the health economic paper. JC was involved in the conception of the study design. RG was involved in the conception of the study design. RW contributed to the preparation of this protocol paper. LB, RG and RW will contribute to the interpretation of the results of this study to the interpretation of the results. AHL was involved in the conception of the study design, literature search and contributed to all sections. RD, SO and AHL will contribute to the statistical analysis and the interpretation of the results. All authors read and approved the final manuscript.

  • Funding This project was funded by the National Institute for Health Research Public Health Research Board (project number 12/3070/02). The Social and Public Health Sciences Unit is core funded by the Medical Research Council (MC_UU_12017/5) and the Chief Scientist Office of the Scottish Government Health Directorates (SPHSU2).

  • Competing interests None.

  • Ethics approval Privacy Advisory Committee, an Advisory Committee to NHS National Service Scotland and the Registrar General (6 May 2014; PAC38A/13).

  • Provenance and peer review Not commissioned; externally peer reviewed.

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